Securities Commission Meeting October 2023 - Revision 7
This is a Notice Revision
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting October 2023
- Notice Tags
- Department of Commerce, Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- October 12, 2023 09:00 AM
- Event End Date & Time
- October 12, 2023 12:00 PM
- Event Deadline Date & Time
- 10/12/23 09:00 AM
- Description/Agenda
- COMMENCEMENT 9:00AM 1. Approval of August 10, 2023 meeting minutes. Recognize Lyle White and swear in new Securities Commissioner, Dan Debry 2. CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Stipulation and Consent Order SD-23-0015 Jaouni Enterprises, LLC Stephen Gillies Stipulation and Consent Order SD-23-0016 Mohammed Ibrahim Joauni Stephen Gillies Stipulation and Consent Order SD-22-0015 Stephen Edward Gardner Stephen Gillies Stipulation and Consent Order SD-23-0017 Todd Michael Smithson Tyler Hardman Stipulation and Consent Order SD-23-0018 Smithson Financial Group Tyler Hardman Stipulation and Consent Order SD-23-0019 Seller's Life, LLC Tyler Hardman Stipulation and Consent Order SD-23-0020 William Dane Deletti Tyler Hardman Stipulation and Consent Order SD-23-0021 Skyler Lund Fishback Tyler Hardman Stipulation and Consent Order SD-23-0027 Raymond James and Assoc. Chip Lyons Stipulation and Consent Order SD-23-0028 Raymond James Financial Chip Lyons Stipulation and Consent Order SD-23-0029 Tru Bullion, LLC Chip Lyons Stipulation and Consent Order SD-23-0030 Anthony Allen Anderson Chip Lyons GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND GRANT REQUESTS PRESENTER 3. Wayne Brown Institute dba Kinect Capital Tara Spalding 4. Utah Financial Planning Association Erik Koford 5. Education Fund Expenditure Request Aaron Burgoyne DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Communications and Outreach Jason Sterzer Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Cidne Orchard
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Hearing Room 451
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- October 11, 2023 10:43 AM
- Notice Last Edited On
- November 08, 2023 01:46 PM
- Deadline Date
- October 12, 2023 09:00 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| First Half (2).MP3 | Audio Recording | 2023/10/16 11:56 AM |
| Second Half (1).MP3 | Audio Recording | 2023/10/16 11:56 AM |
| Agenda Oct 2023.pdf | Other | 2023/10/11 10:40 AM |
| Jaouni Enterprises.pdf | Other | 2023/10/17 04:33 PM |
| Tru Bullion & GSI.pdf | Other | 2023/10/17 04:34 PM |
| Raymond James.pdf | Other | 2023/10/17 04:34 PM |
| Stephen Edward Gardner.pdf | Other | 2023/10/17 04:35 PM |
| Smithson Financial.pdf | Other | 2023/10/17 04:36 PM |
| Sellers Life.pdf | Other | 2023/10/17 04:37 PM |
| Fishback.pdf | Other | 2023/10/17 04:38 PM |