COMMENCEMENT 9:00AM
1. Approval of August 10, 2023 meeting minutes.
Recognize Lyle White and swear in new Securities Commissioner, Dan Debry
2. CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S)
PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER
Stipulation and Consent Order SD-23-0015 Jaouni Enterprises, LLC Stephen Gillies
Stipulation and Consent Order SD-23-0016 Mohammed Ibrahim Joauni Stephen Gillies
Stipulation and Consent Order SD-22-0015 Stephen Edward Gardner Stephen Gillies
Stipulation and Consent Order SD-23-0017 Todd Michael Smithson Tyler Hardman
Stipulation and Consent Order SD-23-0018 Smithson Financial Group Tyler Hardman
Stipulation and Consent Order SD-23-0019 Seller's Life, LLC Tyler Hardman
Stipulation and Consent Order SD-23-0020 William Dane Deletti Tyler Hardman
Stipulation and Consent Order SD-23-0021 Skyler Lund Fishback Tyler Hardman
Stipulation and Consent Order SD-23-0027 Raymond James and Assoc. Chip Lyons
Stipulation and Consent Order SD-23-0028 Raymond James Financial Chip Lyons
Stipulation and Consent Order SD-23-0029 Tru Bullion, LLC Chip Lyons
Stipulation and Consent Order SD-23-0030 Anthony Allen Anderson Chip Lyons
GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND
GRANT REQUESTS PRESENTER
3. Wayne Brown Institute dba Kinect Capital Tara Spalding
4. Utah Financial Planning Association Erik Koford
5. Education Fund Expenditure Request Aaron Burgoyne
DIRECTOR'S REPORT Jason Sterzer
SECTION REPORTS
Communications and Outreach Jason Sterzer
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Cidne Orchard
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.