Securities Commission Meeting August 2023 - Revision 3
This is a Notice Revision
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting August 2023
- Notice Tags
- Department of Commerce, Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- August 10, 2023 09:00 AM
- Event End Date & Time
- August 10, 2023 05:00 PM
- Event Deadline Date & Time
- 08/09/23 01:00 PM
- Description/Agenda
- COMMENCEMENT 9:00 AM 1. Approval of April 13th, 2023 meeting minutes. DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock Investor Education Francswai Grayson GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND 2. Utah Financial Empowerment Coalition Susan Speirs Junior Achievement Christy Tribe Utah Jumpstart Coalition Susan Speirs Utah Financial Planning Association Jenifer L. Connors 3. EDUCATION FUND EXPENDITURE REQUEST Aaron Burgoyne 4. CONSIDERATION AND APPROVAL OF PROPOSED ORDERS Proposed Order Docket In the matter of Presenter Richard Shane Ewell SD-23-0005 Stipulation and Consent Order Chip Lyons Thomas E. Johnson SD-23-0006 Stipulation and Consent Order Chip Lyons Eric Francisco Bullock SD-23-0011 Stipulation and Consent Order Chip Lyons Daniel J. Matheson SD-23-0010 Stipulation and Consent Order Chip Lyons Robin Hood SD-23-0015 Stipulation and Consent Order Chip Lyons Stephen Edward Gardner SD-22-2021 Stipulation and Consent Order Stephen Gillies Marvin Cartwright SD-22-0017 Stipulation and Consent Order Tyler Hardman Kashin Inc SD-21-0011 Stipulation and Consent Order Tyler Hardman Ronald Duane Wells SD-23-0023 Stipulation and Consent Order Tyler Hardman Mark Robert Sansom SD-19-0044 Stipulation and Consent Order Jen Korb Dale Rogers SD-23-0004 Stipulation and Consent Order Mark Holliday
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- August 09, 2023 11:52 AM
- Notice Last Edited On
- September 14, 2023 01:59 PM
- Deadline Date
- August 9, 2023 01:00 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 1.MP3 | Audio Recording | 2023/08/15 03:48 PM |
| 2.MP3 | Audio Recording | 2023/08/15 03:48 PM |
| 3.MP3 | Audio Recording | 2023/08/15 03:49 PM |
| 4.MP3 | Audio Recording | 2023/08/15 03:49 PM |
| Approved Minutes.pdf | Meeting Minutes | 2023/08/15 03:51 PM |
| Agenda August Commission.pdf | Other | 2023/08/09 11:52 AM |
| 23000608.pdf | Other | 2023/08/15 03:53 PM |
| 23000508.pdf | Other | 2023/08/15 03:54 PM |
| 23001111.pdf | Other | 2023/08/15 03:54 PM |
| 23001011.pdf | Other | 2023/08/15 03:55 PM |
| 23002601.pdf | Other | 2023/08/15 03:55 PM |
| 19004430.pdf | Other | 2023/08/15 03:55 PM |
| 23002305.pdf | Other | 2023/08/15 03:56 PM |
| 23000408.pdf | Other | 2023/08/15 03:56 PM |
| 21001012.pdf | Other | 2023/08/15 03:57 PM |
| 22001719.pdf | Other | 2023/08/15 03:57 PM |