COMMENCEMENT 9:00 AM
1. Approval of April 13th, 2023 meeting minutes.
DIRECTOR'S REPORT Jason Sterzer
SECTION REPORTS
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Liz Blaylock
Investor Education Francswai Grayson
GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND
2. Utah Financial Empowerment Coalition Susan Speirs
Junior Achievement Christy Tribe
Utah Jumpstart Coalition Susan Speirs
Utah Financial Planning Association Jenifer L. Connors
3. EDUCATION FUND EXPENDITURE REQUEST Aaron Burgoyne
4. CONSIDERATION AND APPROVAL OF PROPOSED ORDERS
Proposed Order Docket In the matter of Presenter
Richard Shane Ewell SD-23-0005 Stipulation and Consent Order Chip Lyons
Thomas E. Johnson SD-23-0006 Stipulation and Consent Order Chip Lyons
Eric Francisco Bullock SD-23-0011 Stipulation and Consent Order Chip Lyons
Daniel J. Matheson SD-23-0010 Stipulation and Consent Order Chip Lyons
Robin Hood SD-23-0015 Stipulation and Consent Order Chip Lyons
Stephen Edward Gardner SD-22-2021 Stipulation and Consent Order Stephen Gillies
Marvin Cartwright SD-22-0017 Stipulation and Consent Order Tyler Hardman
Kashin Inc SD-21-0011 Stipulation and Consent Order Tyler Hardman
Ronald Duane Wells SD-23-0023 Stipulation and Consent Order Tyler Hardman
Mark Robert Sansom SD-19-0044 Stipulation and Consent Order Jen Korb
Dale Rogers SD-23-0004 Stipulation and Consent Order Mark Holliday
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.