Securities Commission Meeting January 2026 - Revision 2
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting January 2026
- Notice Type(s)
- Notice
- Event Start Date & Time
- January 15, 2026 09:00 AM
- Description/Agenda
- 9:00 a.m. Welcome and call to order by Commission Chair Agenda Items 1. Approval of October 23rd, 2025, meeting minutes ______________________________________________________________________ 2. Investor Education Fund Report (by Aaron Burgoyne) ______________________________________________________________________ 3. Welcome and Oath of Roger Silvers, new Commissioner (by Robert B. Cummings & Michael Scott) ______________________________________________________________________ 4. Division of Securities, Director's Report (by Robert B. Cummings) ______________________________________________________________________ 5. Proposed Standing Order 2026-001 regarding administrative procedures for matters before the Utah Securities Commission - submitted for discussion (by Robert B. Cummings and Jennifer Korb) ______________________________________________________________________ 6. Motion to appoint counsel for the Commission. ______________________________________________________________________ 7. Proposed stipulation (NASAA Multi-State compensation) SD-25-0030 In the matter of RBC Capital Markets LLC, Presenter Charles Lyons ______________________________________________________________________ 8. Motion to Dismiss and Motion to Strike SD-25-0018 AND SD-25-0021 In the matter of: Savitar Systems LLC AND Jeremy T. Grabow, Presenter Mark Holliday ______________________________________________________________________ 9. Order of Default SD-20-0026 In the matter of Alicia M. Deleon, Presenter Mark Holliday ______________________________________________________________________ 10. Stipulation and Consent Order SD-20-0015, SD-20-0016, SD-20-0017 In the matter of Richard David Nuffer, Fastighet Management LLC, Nuffer Estates & Invest. Inc, Presenter Jennifer Korb ______________________________________________________________________ 11. Stipulation and Consent Order SD-20-0023 In the matter of Roger Alan Yack, Presenter Mark Holliday ______________________________________________________________________ 12. Stipulation and Consent Order SD-22-0009 In the matter of Bruce Lavar Redd, Presenter Jennifer Korb ______________________________________________________________________ 13. Motion for Default SD-20-0008, and SD-20-0009 In the matter of Serve Foundation and Unity Reserves LLC, Presenter Jennifer Korb
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Hearing Room 451
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 14, 2026 09:19 AM
- Notice Last Edited On
- January 22, 2026 03:44 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 0- Agenda - Updated.pdf | Audio Recording | 2026/01/14 09:19 AM |