9:00 a.m.
Welcome and call to order by Commission Chair
Agenda Items
1. Approval of October 23rd, 2025, meeting minutes
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2. Investor Education Fund Report (by Aaron Burgoyne)
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3. Welcome and Oath of Roger Silvers, new Commissioner (by Robert B. Cummings & Michael Scott)
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4. Division of Securities, Director's Report (by Robert B. Cummings)
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5. Proposed Standing Order 2026-001 regarding administrative procedures for matters before the Utah Securities Commission - submitted for discussion (by Robert B. Cummings and Jennifer Korb)
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6. Motion to appoint counsel for the Commission.
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7. Proposed stipulation
(NASAA Multi-State compensation) SD-25-0030 In the matter of
RBC Capital Markets LLC, Presenter Charles Lyons
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8. Motion to Dismiss and Motion to Strike SD-25-0018
AND SD-25-0021 In the matter of: Savitar Systems LLC AND
Jeremy T. Grabow, Presenter Mark Holliday
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9. Order of Default SD-20-0026 In the matter of Alicia M. Deleon,
Presenter Mark Holliday
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10. Stipulation and Consent Order
SD-20-0015, SD-20-0016, SD-20-0017
In the matter of Richard David Nuffer, Fastighet Management LLC,
Nuffer Estates & Invest. Inc, Presenter Jennifer Korb
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11. Stipulation and Consent Order SD-20-0023 In the matter of Roger Alan Yack, Presenter Mark Holliday
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12. Stipulation and Consent Order SD-22-0009 In the matter of Bruce Lavar Redd, Presenter Jennifer Korb
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13. Motion for Default SD-20-0008, and SD-20-0009 In the matter of Serve Foundation and
Unity Reserves LLC, Presenter Jennifer Korb
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A
Other Information
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