Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- January 7, 2021 09:00 AM
- Event End Date & Time
- January 7, 2021 11:00 AM
- Description/Agenda
- UTAH DIVISION OF SECURITIES SECURITIES COMMISSION MEETING | AGENDA | JANUARY 7, 2021 ELECTRONIC MEETING | 9:00 AM-12:00 PM COMMENCEMENT AND ROLL CALL 1) Approval of October 7, 2020 Meeting Minutes DIRECTOR'S REPORT Presenter: Jason Sterzer, Acting Director SECTION REPORTS Compliance Presenter: Ken Barton Enforcement Presenter: Dave Hermansen Investor Education Presenter: Karen McMullin Licensing and Registration Presenter: Bryan Cowley 2) Education Fund Expenditure Request Presenter: Bryan Cowley CONSIDERATION AND APPROVAL OF PROPOSED ORDERS 3) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0030 In the matter of: Brandon C. Stimpson Presenter: Chip Lyons 4) Proposed Order: Stipulation and Consent Order Docket Nos: SD-20-0036 and SD-20-0037 In the matter of: Allan C. Millet and PC Capital LP Francswai Grayson END
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- This meeting will be held electronically without an anchor location. Members of the public who would like to watch the electronic meeting: please copy and paste the 'live stream meeting link' (provided below) in your web browsers address bar. LIVE STREAM MEETING LINK: https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869
Meeting Information
- Meeting Location
-
160 E 300 S
Fl 2
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- October 26, 2020 02:40 PM
- Notice Last Edited On
- February 09, 2021 09:11 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio Recording_Securities Commission Electronic Meeting_01072021.mp3 | Audio Recording | 2021/01/12 03:55 PM |
| Approved Meeting Minutes_10072020.pdf | Meeting Minutes | 2021/01/12 03:20 PM |
| Pending Meeting Minutes_01072021.pdf | Meeting Minutes | 2021/02/09 09:09 AM |
| Approved Orders.pdf | Public Information Handout | 2021/01/12 03:21 PM |
| Determination Meeting without Anchor Location_01072021.pdf | Public Information Handout | 2021/01/12 03:22 PM |
| Education Fund Expenditure Request_Approved.pdf | Public Information Handout | 2021/02/09 09:11 AM |
| Agenda.pdf | Other | 2021/01/05 06:44 PM |
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