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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Notice, Meeting

Event Start Date & Time: January 7, 2021 09:00 AM

Event End Date & Time: January 7, 2021 11:00 AM

Description/Agenda:

UTAH DIVISION OF SECURITIES
SECURITIES COMMISSION MEETING | AGENDA | JANUARY 7, 2021
ELECTRONIC MEETING | 9:00 AM-12:00 PM


COMMENCEMENT AND ROLL CALL

1) Approval of October 7, 2020 Meeting Minutes									

DIRECTOR'S REPORT
Presenter: Jason Sterzer, Acting Director

SECTION REPORTS 

Compliance
Presenter: Ken Barton

Enforcement
Presenter: Dave Hermansen

Investor Education
Presenter: Karen McMullin

Licensing and Registration
Presenter: Bryan Cowley

2) Education Fund Expenditure Request
Presenter: Bryan Cowley

CONSIDERATION AND APPROVAL OF PROPOSED ORDERS
	
3) Proposed Order: Stipulation and Consent Order
Docket No: SD-20-0030
In the matter of: Brandon C. Stimpson
Presenter: Chip Lyons

4) Proposed Order: Stipulation and Consent Order
Docket Nos: SD-20-0036 and SD-20-0037
In the matter of: Allan C. Millet and PC Capital LP	Francswai Grayson

END

Notice of Special Accommodations:

In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.

Notice of Electronic or telephone participation:

This meeting will be held electronically without an anchor location. Members of the public who would like to watch the electronic meeting: please copy and paste the 'live stream meeting link' (provided below) in your web browsers address bar. LIVE STREAM MEETING LINK: https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869

Other Information

This notice was posted on: October 26, 2020 02:40 PM
This notice was last edited on: February 09, 2021 09:11 AM

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