9:00 a.m.
Welcome and call to order by Commission Chair
Agenda Items
1. Commission's selection of new chairman
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2. Approval of January 15th, 2026, meeting minutes
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3. Report and Grant application Jump Start Utah Coalition (by Shauna Barfuss)
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4. Report and Grant application Utah Financial Planning Association (by Diana Wehrly)
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5. (Item Removed)
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6A. Introduction and welcome to Division's new forensic accountant, Katelyn Hale (by Robert B. Cummings)
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6B. Investor Education Fund Report (by Katelyn Hale)
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7. Division of Securities, Director's Report (by Robert B. Cummings)
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8. Proposed Standing Order 2026-001 regarding administrative procedures for matters before the Utah Securities Commission (by Robert B. Cummings and Jennifer Korb)
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9. Amendment to Utah Administrative Code R164-11-1 General Registration Provisions (by Robert Cummings)
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Consideration and Approval of Proposed Orders
PROPOSED ORDER
CASE #
CASE NAME
PRESENTER
10. Respondent's Motion to dismiss cases SD-25-0010, SD-25-0011, SD-25-0013. In the matter of William E Bozung, Peter J Bennee, Nathan Welch
11. Stipulation and Consent Order SD-20-0024 In the matter of Timothy C. Williams
PRIVACY NOTICE: This meeting may be recorded. If you attend, join, or participate in this meeting, the personal data that you provide, or that is collected from you, is generally classified as a public record pursuant to Utah Code § 63G-2-301 of the Government Records Access and Management Act (GRAMA), and may be made available to the public as provided by Utah Code § 63G-2-201, except where the meeting is closed under Utah Code § 52-4-205.
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
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Other Information
PRIVACY NOTICE: This meeting may be recorded. If you attend, join, or participate in this meeting, the personal data that you provide, or that is collected from you, is generally classified as a public record pursuant to Utah Code § 63G-2-301 of the Government Records Access and Management Act (GRAMA), and may be made available to the public as provided by Utah Code § 63G-2-201, except where the meeting is closed under Utah Code § 52-4-205.