Securities Commission Meeting April 2026 - Revision 2
This is a Notice Revision
You are currently viewing a revision of a notice. This is a previous copy of a notice that has been published more recently. To view the current version of this notice, click here.
Please Note: Only the files that were associated to this version are included in the Download Attachments section. If that section does not display, all attachments were removed from this version of the notice.
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting April 2026
- Notice Tags
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- April 16, 2026 09:00 AM
- Event End Date & Time
- April 16, 2026 12:00 PM
- Event Deadline Date & Time
- 04/16/26 12:00 PM
- Description/Agenda
- 9:00 a.m. Welcome and call to order by Commission Chair Agenda Items 1. Commission's selection of new chairman ______________________________________________________________________ 2. Approval of January 15th, 2026, meeting minutes ______________________________________________________________________ 3. Report and Grant application Jump Start Utah Coalition (by Shauna Barfuss) ______________________________________________________________________ 4. Report and Grant application Utah Financial Planning Association (by Diana Wehrly) ______________________________________________________________________ 5. (Item Removed) ______________________________________________________________________ 6A. Introduction and welcome to Division's new forensic accountant, Katelyn Hale (by Robert B. Cummings) _____________________________________________________________________ 6B. Investor Education Fund Report (by Katelyn Hale) ______________________________________________________________________ 7. Division of Securities, Director's Report (by Robert B. Cummings) ______________________________________________________________________ 8. Proposed Standing Order 2026-001 regarding administrative procedures for matters before the Utah Securities Commission (by Robert B. Cummings and Jennifer Korb) ______________________________________________________________________ 9. Amendment to Utah Administrative Code R164-11-1 General Registration Provisions (by Robert Cummings) ______________________________________________________________________ Consideration and Approval of Proposed Orders PROPOSED ORDER CASE # CASE NAME PRESENTER 10. Respondent's Motion to dismiss cases SD-25-0010, SD-25-0011, SD-25-0013. In the matter of William E Bozung, Peter J Bennee, Nathan Welch 11. Stipulation and Consent Order SD-20-0024 In the matter of Timothy C. Williams PRIVACY NOTICE: This meeting may be recorded. If you attend, join, or participate in this meeting, the personal data that you provide, or that is collected from you, is generally classified as a public record pursuant to Utah Code § 63G-2-301 of the Government Records Access and Management Act (GRAMA), and may be made available to the public as provided by Utah Code § 63G-2-201, except where the meeting is closed under Utah Code § 52-4-205.
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- Join with Google Meet: Video call link: https://meet.google.com/rqm-matq-mkt Or dial: (US) +1 413-338-2109 PIN: 678 381 701 #
- Other Information
- PRIVACY NOTICE: This meeting may be recorded. If you attend, join, or participate in this meeting, the personal data that you provide, or that is collected from you, is generally classified as a public record pursuant to Utah Code § 63G-2-301 of the Government Records Access and Management Act (GRAMA), and may be made available to the public as provided by Utah Code § 63G-2-201, except where the meeting is closed under Utah Code § 52-4-205.
Meeting Information
- Meeting Location
-
160 E 300 S
Hearing Room 451
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- April 15, 2026 10:11 AM
- Notice Last Edited On
- April 22, 2026 08:38 AM
- Deadline Date
- April 16, 2026 12:00 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 0- Agenda.pdf | Other | 2026/04/15 10:11 AM |
| Attendee list 2026 04 16.pdf | Other | 2026/04/21 09:06 AM |