Securities Commission Meeting January 2024 - Revision 5
This is a Notice Revision
You are currently viewing a revision of a notice. This is a previous copy of a notice that has been published more recently. To view the current version of this notice, click here.
Please Note: Only the files that were associated to this version are included in the Download Attachments section. If that section does not display, all attachments were removed from this version of the notice.
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting January 2024
- Notice Tags
- Securities, Department of Commerce
- Notice Type(s)
- Notice, Meeting, Bond
- Event Start Date & Time
- January 11, 2024 09:00 AM
- Event End Date & Time
- January 11, 2024 11:00 AM
- Description/Agenda
- STATE OF UTAH DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES SECURITIES COMMISSION MEETING | AGENDA January 11, 2024 | 9:00 AM-11:00 AM | HEARING ROOM 452 COMMENCEMENT 9:00AM 1. Approval of October 12th, 2023 meeting minutes. 2. Recognition of Peggy Hunt. 3. Swearing in of new Securities Commissioner Melanie Vartabedian. Su Chon DIRECTOR'S REPORT/ COMMUNICATIONS OUTREACH Francswai Grayson SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND 4. Education Fund Expenditure Request Aaron Burgoyne CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Settlement Order SD-24-0001/0002 Safeguard Metals LLC Jen Korb Stipulation and Consent Order SD-23-0007/0008/0009 Aspen Capital Crosier/Loveland Chip Lyons Stipulation and Consent Order SD-23-0014 Michael Hekking Chip Lyons Standing Order 2023-001 General Order 23-001 Franscwai
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S, Hearing Room 452
Utah Department of Commerce, Division of Securities
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 09, 2024 03:24 PM
- Notice Last Edited On
- January 12, 2024 03:45 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 210125_0038.MP3 | Audio Recording | 2024/01/12 01:21 PM |
| 210125_0039.MP3 | Audio Recording | 2024/01/12 01:22 PM |
| Agenda.pdf | Other | 2024/01/09 03:23 PM |