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Securities Commission Meeting January 2024

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General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting January 2024
Notice Subject(s)
Securities , Department of Commerce
Notice Type(s)
Notice, Meeting, Bond
Event Start Date & Time
January 11, 2024 09:00 AM
Event End Date & Time
January 11, 2024 11:00 AM
STATE OF UTAH DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES SECURITIES COMMISSION MEETING | AGENDA January 11, 2024 | 9:00 AM-11:00 AM | HEARING ROOM 452 COMMENCEMENT 9:00AM 1. Approval of October 12th, 2023 meeting minutes. 2. Recognition of Peggy Hunt. 3. Swearing in of new Securities Commissioner Melanie Vartabedian. Su Chon DIRECTOR'S REPORT/ COMMUNICATIONS OUTREACH Francswai Grayson SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND 4. Education Fund Expenditure Request Aaron Burgoyne CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Settlement Order SD-24-0001/0002 Safeguard Metals LLC Jen Korb Stipulation and Consent Order SD-23-0007/0008/0009 Aspen Capital Crosier/Loveland Chip Lyons Stipulation and Consent Order SD-23-0014 Michael Hekking Chip Lyons Standing Order 2023-001 General Order 23-001 Franscwai
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
160 E 300 S, Hearing Room 452
Utah Department of Commerce, Division of Securities
Salt Lake City, UT 84111
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Contact Name
Ashlee Buchholz
Contact Email
Contact Phone

Notice Posting Details

Notice Posted On
January 09, 2024 03:24 PM
Notice Last Edited On
February 07, 2024 03:22 PM

Download Attachments

File Name Category Date Added
210125_0038.MP3 Audio Recording 2024/01/12 01:21 PM
210125_0039.MP3 Audio Recording 2024/01/12 01:22 PM
October 2023 Pending Minutes (1) - signed.pdf Meeting Minutes 2024/01/12 03:45 PM
January 2024 Pending Meeting Minutes.pdf Meeting Minutes 2024/02/07 03:21 PM
Agenda.pdf Other 2024/01/09 03:23 PM
19004335.pdf Other 2024/01/19 03:16 PM
23003303.pdf Other 2024/01/19 03:16 PM
24000101.pdf Other 2024/01/19 03:17 PM


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