STATE OF UTAH
DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES
SECURITIES COMMISSION MEETING | AGENDA
January 11, 2024 | 9:00 AM-11:00 AM | HEARING ROOM 452
COMMENCEMENT 9:00AM
1. Approval of October 12th, 2023 meeting minutes.
2. Recognition of Peggy Hunt.
3. Swearing in of new Securities Commissioner Melanie Vartabedian. Su Chon
DIRECTOR'S REPORT/ COMMUNICATIONS OUTREACH Francswai Grayson
SECTION REPORTS
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Liz Blaylock
GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND
4. Education Fund Expenditure Request Aaron Burgoyne
CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S)
PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER
Settlement Order SD-24-0001/0002 Safeguard Metals LLC Jen Korb
Stipulation and Consent Order SD-23-0007/0008/0009 Aspen Capital Crosier/Loveland Chip Lyons
Stipulation and Consent Order SD-23-0014 Michael Hekking Chip Lyons
Standing Order 2023-001 General Order 23-001 Franscwai
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.