Securities Commission Meeting April 2023 - Revision 2
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting April 2023
- Notice Tags
- Securities, Department of Commerce
- Notice Type(s)
- Meeting
- Event Start Date & Time
- April 13, 2023 09:00 AM
- Event End Date & Time
- April 14, 2023 05:00 PM
- Event Deadline Date & Time
- 04/13/23 09:00 AM
- Description/Agenda
- STATE OF UTAH DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES SECURITIES COMMISSION MEETING | AGENDA April 13 & 14th, 2023 | 9:00 AM -5:00 PM| COMMENCEMENT 9:00AM 1. Approval of October 13, 2022 and March 8th, 2023 meeting minutes. 2. Recognition of former Commissioner Peggy Hunt. 3. Discussion regarding new Commission Chair DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock Communications and Outreach Francswai Grayson 4. Education Fund Expenditure Request Aaron Burgoyne 5. CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Stipulation and Consent Order SD-21-0013 Cameron Cox/Blocktrics Tyler Hardman Stipulation and Consent Order SD-22-0013 Annua/Merritt Tyler Hardman 6. Closed Session - Presentation and discussion for recommended whistleblower award.
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Giani Hearing Room
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- April 11, 2023 04:56 PM
- Notice Last Edited On
- April 28, 2023 12:58 PM
- Deadline Date
- April 13, 2023 09:00 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Commission Meeting 4.13.mp3 | Audio Recording | 2023/04/28 11:18 AM |
| Approved March Minutes.pdf | Meeting Minutes | 2023/04/28 11:18 AM |