STATE OF UTAH
DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES
SECURITIES COMMISSION MEETING | AGENDA
April 13 & 14th, 2023 | 9:00 AM -5:00 PM|
COMMENCEMENT 9:00AM
1. Approval of October 13, 2022 and March 8th, 2023 meeting minutes.
2. Recognition of former Commissioner Peggy Hunt.
3. Discussion regarding new Commission Chair
DIRECTOR'S REPORT Jason Sterzer
SECTION REPORTS
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Liz Blaylock
Communications and Outreach Francswai Grayson
4. Education Fund Expenditure Request Aaron Burgoyne
5. CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S)
PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER
Stipulation and Consent Order SD-21-0013 Cameron Cox/Blocktrics Tyler Hardman
Stipulation and Consent Order SD-22-0013 Annua/Merritt Tyler Hardman
6. Closed Session - Presentation and discussion for recommended whistleblower award.
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.