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Securities Commission Meeting April 2023

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General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting April 2023
Notice Subject(s)
Securities , Department of Commerce
Notice Type(s)
Event Start Date & Time
April 13, 2023 09:00 AM
Event End Date & Time
April 14, 2023 05:00 PM
Event Deadline Date & Time
04/13/23 09:00 AM
STATE OF UTAH DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES SECURITIES COMMISSION MEETING | AGENDA April 13 & 14th, 2023 | 9:00 AM -5:00 PM| COMMENCEMENT 9:00AM 1. Approval of October 13, 2022 and March 8th, 2023 meeting minutes. 2. Recognition of former Commissioner Peggy Hunt. 3. Discussion regarding new Commission Chair DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock Communications and Outreach Francswai Grayson 4. Education Fund Expenditure Request Aaron Burgoyne 5. CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Stipulation and Consent Order SD-21-0013 Cameron Cox/Blocktrics Tyler Hardman Stipulation and Consent Order SD-22-0013 Annua/Merritt Tyler Hardman 6. Closed Session - Presentation and discussion for recommended whistleblower award.
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
160 E 300 S
Giani Hearing Room
Salt Lake City, UT 84114
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Contact Name
Ashlee Buchholz
Contact Email
Contact Phone

Notice Posting Details

Notice Posted On
April 11, 2023 04:56 PM
Notice Last Edited On
May 16, 2023 11:11 AM
Deadline Date
April 13, 2023 09:00 AM

Download Attachments

File Name Category Date Added
Commission Meeting 4.13.mp3 Audio Recording 2023/04/28 11:18 AM
Approved March Minutes.pdf Meeting Minutes 2023/04/28 11:18 AM
Commission Meeting Pending Minutes April 2023.pdf Meeting Minutes 2023/05/16 10:55 AM
Approved October Minutes.pdf Meeting Minutes 2023/05/16 11:01 AM
Stipulation and Consent Order Annue Merritt.pdf Other 2023/05/16 11:10 AM
Stipulation and Consent Order Cameron Cox SD210013.pdf Other 2023/05/16 11:11 AM


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