Securities Commission Meeting October 2025 - Revision 2
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting October 2025
- Notice Type(s)
- Notice
- Event Start Date & Time
- October 23, 2025 09:00 AM
- Description/Agenda
- 9:00 a.m. Welcome and call to order by Commission Chair Agenda Items 1. Approval of August 14th, 2025, meeting minutes ______________________________________________________________________ 2. Investor Education Fund Report (by Aaron Burgoyne) ______________________________________________________________________ 3. Division of Securities, Director's Report (by Robert B. Cummings) ______________________________________________________________________ 4. Update on Commissioner Nomination Process (by Robert B. Cummings) ______________________________________________________________________ 5. Proposed Standing Order 2025-001 regarding administrative procedures for matters before the Utah Securities Commission - submitted for discussion (by Robert B. Cummings and Jennifer Korb) ______________________________________________________________________ 6. Presentation regarding practices and procedures related to incarcerated respondents (By Taralyn Thomas) Consideration and Approval of Proposed Orders 7. Stipulation and Consent Order SD-25-0016 In the matter of Edward D Jones & Co, L.P 8. Stipulation and Consent order SD-25-0025 In the matter of LPL Financial LLC 9. Default Order of Adjudication SD-20-0001 & SD-20-0002 In the matter of Luvabye Inc, and Vincent Kelly McKinnon 10. Honoring outgoing Commissioner, Dr. Mark Zimbelman, and Presentation of Appreciation Award (by Robert B. Cummings)
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Hearing Room 451
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- October 20, 2025 02:26 PM
- Notice Last Edited On
- October 23, 2025 02:28 PM