9:00 a.m.
Welcome and call to order by Commission Chair
Agenda Items
1. Approval of August 14th, 2025, meeting minutes
______________________________________________________________________
2. Investor Education Fund Report (by Aaron Burgoyne)
______________________________________________________________________
3. Division of Securities, Director's Report (by Robert B. Cummings)
______________________________________________________________________
4. Update on Commissioner Nomination Process (by Robert B. Cummings)
______________________________________________________________________
5. Proposed Standing Order 2025-001 regarding administrative procedures for matters before the Utah Securities Commission - submitted for discussion (by Robert B. Cummings and Jennifer Korb)
______________________________________________________________________
6. Presentation regarding practices and procedures related to incarcerated respondents (By Taralyn Thomas)
Consideration and Approval of Proposed Orders
7. Stipulation and Consent Order SD-25-0016 In the matter of
Edward D Jones & Co, L.P
8. Stipulation and Consent order SD-25-0025 In the matter of LPL Financial LLC
9. Default Order of Adjudication SD-20-0001 & SD-20-0002 In the matter of
Luvabye Inc, and Vincent Kelly McKinnon
10. Honoring outgoing Commissioner, Dr. Mark Zimbelman, and Presentation of Appreciation Award (by Robert B. Cummings)
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.