Securities Commission Meeting May 2025 - Revision 3
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting May 2025
- Notice Tags
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- May 1, 2025 09:00 AM
- Event End Date & Time
- May 2, 2025 05:00 PM
- Event Deadline Date & Time
- 05/02/25 05:00 PM
- Description/Agenda
- 9:00 a.m. Welcome and call to order 1. Approval of January 16, 2025, meeting minutes ______________________________________________________________________ 2. Investor Education Fund Report (by Aaron Burgoyne) ______________________________________________________________________ 3. Investor Education Fund Report (by Aaron Burgoyne) ______________________________________________________________________ 4. Consideration and Approval of Proposed Orders PROPOSED ORDER CASE # CASE NAME PRESENTER Stipulation and Consent Order, SD-24-0067 SD-24-0068 Kody E. Rogers, WMX Advisors LLC, DBA Wealth Management Experience, IARD Chip Lyons Stipulation and Consent Order SD-25-0004 SD-25-0005 Vanguard Marketing Corporation and the Vanguard Group Inc Chip Lyons HEARING 10:00 a.m. Administrative Hearing on the JTMK cases: - SD-24-0041 - PTC JTMK Group - SD-24-0042 - Bruce W. Anderson - SD-24-0043 - Robert Yukes
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- April 22, 2025 12:50 PM
- Notice Last Edited On
- April 28, 2025 10:02 AM
- Deadline Date
- May 2, 2025 05:00 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 2025 05 - Agenda.pdf | Other | 2025/04/22 12:50 PM |