Securities Commission Meeting May 2024 - Revision 1
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General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting May 2024
- Notice Tags
- Securities, Department of Commerce
- Notice Type(s)
- Meeting
- Event Start Date & Time
- May 16, 2024 09:00 AM
- Event End Date & Time
- May 16, 2024 05:00 PM
- Event Deadline Date & Time
- 05/16/24 09:00 AM
- Description/Agenda
- STATE OF UTAH DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES SECURITIES COMMISSION MEETING | AGENDA May 16, 2024 | 9:00 AM-10:00 AM | Hearing Room 452 1. Approval of January 11th, 2024 meeting minutes. DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock Communications and Outreach Francswai Grayson SECURITIES INVESTOR EDUCATION AND TRAINING FUND 2. Education Fund Expenditure Request Aaron Burgoyne CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Stipulation and Consent Order SD-12-0043 Bankers Life Chip Lyons Stipulation and Consent Order SD-24-0034 Tradestation Crypto, Inc Chip Lyons Stipulation and Consent Order SD-23-0014 Spencer Ha Tyler Hardman Stipulation and Consent Order SD-21-0003/04 Anton Nabuco/2.0 Investments Inc Tyler Hardman Stipulation and Consent Order SD-21-0003/04 Melanie Schulze-Miller Jennifer Korb Default Order of Adjudication SD-24-0035 Robert Henry Copier Jennifer Korb
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Hearing Room 451
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- May 15, 2024 09:03 AM
- Notice Last Edited On
- May 31, 2024 12:31 PM
- Deadline Date
- May 16, 2024 09:00 AM