STATE OF UTAH
DEPARTMENT OF COMMERCE | DIVISION OF SECURITIES
SECURITIES COMMISSION MEETING | AGENDA
May 16, 2024 | 9:00 AM-10:00 AM | Hearing Room 452
1. Approval of January 11th, 2024 meeting minutes.
DIRECTOR'S REPORT Jason Sterzer
SECTION REPORTS
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Liz Blaylock
Communications and Outreach Francswai Grayson
SECURITIES INVESTOR EDUCATION AND TRAINING FUND
2. Education Fund Expenditure Request Aaron Burgoyne
CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S)
PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER
Stipulation and Consent Order SD-12-0043 Bankers Life Chip Lyons
Stipulation and Consent Order SD-24-0034 Tradestation Crypto, Inc Chip Lyons
Stipulation and Consent Order SD-23-0014 Spencer Ha Tyler Hardman
Stipulation and Consent Order SD-21-0003/04 Anton Nabuco/2.0 Investments Inc Tyler Hardman
Stipulation and Consent Order SD-21-0003/04 Melanie Schulze-Miller Jennifer Korb
Default Order of Adjudication SD-24-0035 Robert Henry Copier Jennifer Korb
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Ashlee Buchholz, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.