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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Department of Commerce , Commerce and Trade
Notice Type(s)
Meeting, Hearing
Event Start Date & Time
October 13, 2022 09:00 AM
Event End Date & Time
October 13, 2022 10:00 AM
Event Deadline Date & Time
10/13/22 04:09 PM
Description/Agenda
COMMENCEMENT 9:00AM 1. Approval of August 20, 2022 meeting minutes. 2. Recognize Brent Cochran and swear in new Securities Commissioner, Dawn Dachenhausen DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock Communications and Outreach Francswai Grayson GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND 3. GRANT REQUESTS PRESENTER -Venture Capital Peter Callister -Junior Achievement of Utah Christy Tribe 4. Education Fund Expenditure Request Aaron Burgoyne CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Stipulation and Consent Order SD-21-0021 Dirk Ewing Jennifer Korb Stipulation and Consent Order SD-22-0008 Troy William Graf Jennifer Korb HEARING IN THE MATTER OF ________________________________________ Power Funnel Funnel Software, LLC and Dale Duane Christoferson Case: SD-2021-0001 and SD-2021-0002
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 E 300 S
2nd Floor, Room 250
Salt Lake City, UT 84114
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
October 12, 2022 12:11 PM
Notice Last Edited On
November 09, 2022 02:05 PM
Deadline Date
October 13, 2022 04:09 PM

Download Attachments

File Name Category Date Added
Commission Pending Meeting Minutes October 2022.pdf Meeting Minutes 2022/11/09 02:05 PM
October 2022 Commission Agenda_edits final.pdf Other 2022/10/12 12:24 PM
Stipulation and Consent Troy William Graf.pdf Other 2022/10/19 05:08 PM
Stipulation and Concent Order of Dirk Ewing.pdf Other 2022/10/19 05:08 PM
Commission Meeting Minutes August 18 2022 - signed.pdf Other 2022/10/21 10:59 AM

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