Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Department of Commerce , Commerce and Trade
- Notice Type(s)
- Meeting, Hearing
- Event Start Date & Time
- October 13, 2022 09:00 AM
- Event End Date & Time
- October 13, 2022 10:00 AM
- Event Deadline Date & Time
- 10/13/22 04:09 PM
- Description/Agenda
- COMMENCEMENT 9:00AM 1. Approval of August 20, 2022 meeting minutes. 2. Recognize Brent Cochran and swear in new Securities Commissioner, Dawn Dachenhausen DIRECTOR'S REPORT Jason Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Liz Blaylock Communications and Outreach Francswai Grayson GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND 3. GRANT REQUESTS PRESENTER -Venture Capital Peter Callister -Junior Achievement of Utah Christy Tribe 4. Education Fund Expenditure Request Aaron Burgoyne CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) PROPOSED ORDER DOCKET ORDER IN THE MATTER OF PRESENTER Stipulation and Consent Order SD-21-0021 Dirk Ewing Jennifer Korb Stipulation and Consent Order SD-22-0008 Troy William Graf Jennifer Korb HEARING IN THE MATTER OF ________________________________________ Power Funnel Funnel Software, LLC and Dale Duane Christoferson Case: SD-2021-0001 and SD-2021-0002
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
2nd Floor, Room 250
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- October 12, 2022 12:11 PM
- Notice Last Edited On
- November 09, 2022 02:05 PM
- Deadline Date
- October 13, 2022 04:09 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Commission Pending Meeting Minutes October 2022.pdf | Meeting Minutes | 2022/11/09 02:05 PM |
| October 2022 Commission Agenda_edits final.pdf | Other | 2022/10/12 12:24 PM |
| Stipulation and Consent Troy William Graf.pdf | Other | 2022/10/19 05:08 PM |
| Stipulation and Concent Order of Dirk Ewing.pdf | Other | 2022/10/19 05:08 PM |
| Commission Meeting Minutes August 18 2022 - signed.pdf | Other | 2022/10/21 10:59 AM |
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