Securities Commission Meeting

Notice Title: Securities Commission Meeting
Notice Tags: Public Meetings
Notice Type(s): Notice, Meeting, Hearing
Event Start Date & Time: August 5, 2021 09:00 AM
Description/Agenda: 1. Approval of April 8,2021 meeting minutes Directors Report Jason E. Sterzer Section Reports Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Dave Hermansen Investor Education Karen McMullin Grant Request from the Securities Investor Education and Training Fund 2. Education Fund Expenditure Request 3. Junior Achievement of Utah 4. Utah Financial Empowerment Coalition Consideration and Approval of Proposed Orders 5. Stipulation and Consent Order Richard Baldwin SD-19-0005
Notice of Special Accommodations (ADA): In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation: N/A

Meeting Location: 160 East 300 South
Salt Lake City, UT 84111
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Contact Name: Dorian Ashton
Contact Email: dashton1@utah.gov
Contact Phone: (801)530-6436

File Name	Category	Date Added
SD - Commission Meeting - 08.05.2021 (1).mp3	Audio Recording	2021/11/03 08:20 AM
Aug 5 Agenda.pdf	Other	2021/11/03 08:20 AM
Stipiulation and Consent Order Richard Baldwin.pdf	Other	2021/11/03 08:25 AM
Approved Minutes August 5th.pdf	Other	2021/11/03 08:25 AM

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