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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Public Meetings

Notice Title: Securities Commission Meeting

Notice Type: Notice, Meeting, Hearing

Event Start Date & Time: August 5, 2021 09:00 AM


1. Approval of April 8,2021 meeting minutes

Directors Report Jason E. Sterzer
Section Reports 
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Dave Hermansen
Investor Education Karen McMullin

Grant Request from the Securities Investor Education and Training Fund
2. Education Fund Expenditure Request
3. Junior Achievement of Utah
4. Utah Financial Empowerment Coalition

Consideration and Approval of Proposed Orders
5. Stipulation and Consent Order Richard Baldwin SD-19-0005

Notice of Special Accommodations:

In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.

Notice of Electronic or telephone participation:


Other Information

This notice was posted on: November 03, 2021 08:16 AM
This notice was last edited on: November 03, 2021 08:25 AM

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