Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Public Meetings
- Notice Type(s)
- Notice, Meeting, Hearing
- Event Start Date & Time
- August 5, 2021 09:00 AM
- Description/Agenda
- 1. Approval of April 8,2021 meeting minutes Directors Report Jason E. Sterzer Section Reports Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Dave Hermansen Investor Education Karen McMullin Grant Request from the Securities Investor Education and Training Fund 2. Education Fund Expenditure Request 3. Junior Achievement of Utah 4. Utah Financial Empowerment Coalition Consideration and Approval of Proposed Orders 5. Stipulation and Consent Order Richard Baldwin SD-19-0005
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 East 300 South
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- November 03, 2021 08:16 AM
- Notice Last Edited On
- November 03, 2021 08:25 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| SD - Commission Meeting - 08.05.2021 (1).mp3 | Audio Recording | 2021/11/03 08:20 AM |
| Aug 5 Agenda.pdf | Other | 2021/11/03 08:20 AM |
| Stipiulation and Consent Order Richard Baldwin.pdf | Other | 2021/11/03 08:25 AM |
| Approved Minutes August 5th.pdf | Other | 2021/11/03 08:25 AM |
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