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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
April 8, 2021 08:00 AM
Event End Date & Time
April 8, 2021 10:30 AM
Description/Agenda
COMMENCEMENT AND ROLL CALL 9:00 AM 1) APPROVAL OF JAN 7, 2021 MEETING MINUTES DIRECTOR'S REPORT Presenter | Jason E. Sterzer, Division Director SECTION REPORTS Licensing and Registration Presenter | Bryan Cowley, Director of Licensing and Registration Compliance Presenter | Director of Compliance, Ken Barton Enforcement Presenter | Director of Enforcement, Dave Hermansen Investor Education Presenter | Investor Education Coordinator, Karen McMullin 2) GRANT REQUEST Wayne Brown Institute doing business as VentureCapital.Org Requesting | $40,000 Presenters | Trent Christensen and Peter Callister 3) EDUCATION FUND EXPIDENTURE REQUEST Presenter: Investigative Accountant, Aaron Burgoyne
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
This meeting will be held electronically without an anchor location. Members of the public are able to watch a live stream of the meeting by copy and pasting the 'Live Stream Meeting Link' (below) in their browsers URL bar. Members of the public will not be able to comment during the meeting only watch. Live Stream Meeting Link: https://stream.meet.google.com/stream/666a5ae1-cafb-4f36-b971-f33c9608dcb4

Meeting Information

Meeting Location
160 E 300 S
Salt Lake City, UT 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
October 26, 2020 02:37 PM
Notice Last Edited On
April 15, 2021 09:29 AM

Download Attachments

File Name Category Date Added
Audio Recording_Meeting 04082021.mp3 Audio Recording 2021/04/15 09:24 AM
Approved Meeting Minutes_01072021.pdf Meeting Minutes 2021/04/13 02:43 PM
Agenda.pdf Public Information Handout 2021/04/07 09:47 AM
Proposed Edu Fund Expenditure Request.pdf Public Information Handout 2021/04/13 02:49 PM
Determination Regarding Holding Meeting Without Anchor Location.pdf Public Information Handout 2021/04/15 09:29 AM

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