Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- October 7, 2020 08:00 AM
- Description/Agenda
- COMMENCEMENT & ROLL CALL : 9:00 AM 1)Approval of August 6, 2020 Minutes DIRECTOR'S REPORT Jason E. Sterzer SECTION REPORTS Compliance Ken Barton Enforcement Dave Hermansen Investor Education Karen McMullin Registration and Licensing Bryan Cowley 2) Education Fund Expenditure Request Bryan Cowley CONSIDERATION & APPROVAL OF PROPOSED ORDERS 3) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0031 In the matter of: Todd Seeholzer Presenter: Chip Lyons 4) Proposed Order: Stipulation and Consent Order Docket Nos.: SD-20-0010 and SD-20-0012 In the matter of: Ship Group Inc and Thomas R. Sanford Presenter: Francswai Grayson 5) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0009 In the matter of: Blake D. Young Presenter: Francswai Grayson 6) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0008 In the matter of: Paul N. Jensen Presenter: Francswai Grayson
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- This meeting will be held electronically without an anchor location. Live stream link: https://stream.meet.google.com/stream/f2f2cf73-a3b7-41f6-afdc-9b0ff747b9db
Meeting Information
- Meeting Location
-
160 East 300 South
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 29, 2020 12:29 PM
- Notice Last Edited On
- January 05, 2021 05:04 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio Recording_10072020.mp3 | Audio Recording | 2020/10/09 04:26 PM |
| Approved Meeting Minutes_08062020.pdf | Meeting Minutes | 2020/10/09 07:25 PM |
| Pending Meeting Minutes_10072020.pdf | Meeting Minutes | 2021/01/05 05:04 PM |
| Determination Regarding Holding Mtg without Anchor Location_10072020.pdf | Public Information Handout | 2020/10/09 07:25 PM |
| Agenda.pdf | Other | 2020/10/09 04:29 PM |
| Approved Orders.pdf | Other | 2020/12/31 12:36 PM |
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