COMMENCEMENT & ROLL CALL : 9:00 AM
1)Approval of August 6, 2020 Minutes
DIRECTOR'S REPORT
Jason E. Sterzer
SECTION REPORTS
Compliance
Ken Barton
Enforcement
Dave Hermansen
Investor Education
Karen McMullin
Registration and Licensing
Bryan Cowley
2) Education Fund Expenditure Request
Bryan Cowley
CONSIDERATION & APPROVAL OF PROPOSED ORDERS
3) Proposed Order: Stipulation and Consent Order
Docket No: SD-20-0031
In the matter of: Todd Seeholzer
Presenter: Chip Lyons
4) Proposed Order: Stipulation and Consent Order
Docket Nos.: SD-20-0010 and SD-20-0012
In the matter of: Ship Group Inc and Thomas R. Sanford
Presenter: Francswai Grayson
5) Proposed Order: Stipulation and Consent Order
Docket No: SD-20-0009
In the matter of: Blake D. Young
Presenter: Francswai Grayson
6) Proposed Order: Stipulation and Consent Order
Docket No: SD-20-0008
In the matter of: Paul N. Jensen
Presenter: Francswai Grayson
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
This meeting will be held electronically without an anchor location.
Live stream link: https://stream.meet.google.com/stream/f2f2cf73-a3b7-41f6-afdc-9b0ff747b9db