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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
October 7, 2020 08:00 AM
Description/Agenda
COMMENCEMENT & ROLL CALL : 9:00 AM 1)Approval of August 6, 2020 Minutes DIRECTOR'S REPORT Jason E. Sterzer SECTION REPORTS Compliance Ken Barton Enforcement Dave Hermansen Investor Education Karen McMullin Registration and Licensing Bryan Cowley 2) Education Fund Expenditure Request Bryan Cowley CONSIDERATION & APPROVAL OF PROPOSED ORDERS 3) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0031 In the matter of: Todd Seeholzer Presenter: Chip Lyons 4) Proposed Order: Stipulation and Consent Order Docket Nos.: SD-20-0010 and SD-20-0012 In the matter of: Ship Group Inc and Thomas R. Sanford Presenter: Francswai Grayson 5) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0009 In the matter of: Blake D. Young Presenter: Francswai Grayson 6) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0008 In the matter of: Paul N. Jensen Presenter: Francswai Grayson
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
This meeting will be held electronically without an anchor location. Live stream link: https://stream.meet.google.com/stream/f2f2cf73-a3b7-41f6-afdc-9b0ff747b9db

Meeting Information

Meeting Location
160 East 300 South
Salt Lake City, UT 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 29, 2020 12:29 PM
Notice Last Edited On
January 05, 2021 05:04 PM

Download Attachments

File Name Category Date Added
Audio Recording_10072020.mp3 Audio Recording 2020/10/09 04:26 PM
Approved Meeting Minutes_08062020.pdf Meeting Minutes 2020/10/09 07:25 PM
Pending Meeting Minutes_10072020.pdf Meeting Minutes 2021/01/05 05:04 PM
Determination Regarding Holding Mtg without Anchor Location_10072020.pdf Public Information Handout 2020/10/09 07:25 PM
Agenda.pdf Other 2020/10/09 04:29 PM
Approved Orders.pdf Other 2020/12/31 12:36 PM

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