Securities Commission Meeting & Hearing
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting & Hearing
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- May 7, 2020 08:00 AM
- Event End Date & Time
- May 7, 2020 12:00 PM
- Description/Agenda
- COMMENCEMENT & ROLL CALL /9:00 AM TAB 1 Approval of March 19, 2020 Minutes. DIRECTOR'S REPORT Presenter: Thomas Brady SECTION REPORTS Compliance Presenter: Ken Barton Enforcement Presenter: Dave Hermansen Investor Education Presenter: Karen McMullin Registration and Licensing Presenter: Bryan Cowley TAB 2 Education Fund Expenditure Request Presenter: Bryan Cowley TABS 3-4 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS Tab 3 Proposed Order: Stipulation and Consent Order In the matter of: Ryan L. Farr Docket No.: SD-17-0025 Presenter: Francswai Grayson Tab 4 Proposed Order: Stipulation and Consent Order In the matter of: Benjamin D. Williams Docket No.: SD-17-0028 Presenter: Francswai Grayson
- Notice of Special Accommodations (ADA)
- Not applicable, as this is solely en electronic meeting.
- Notice of Electronic or Telephone Participation
- This Securities Commission Meeting is solely an electronic meeting hosted through Google Meet. Call in number: +1 417-448-6054 PIN: 407 942 171# Available via Live Stream: https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869 For participation instructions, please go to: https://support.google.com/meet/answer/9303069?hl=en&ref_topic=7192926. Then refer to the heading, 'Join a video meeting' If you should have any questions about this, feel free to contact Sabrina Afridi (safridi@utah.gov).
Meeting Information
- Meeting Location
-
160 East 300 South
Floor 2
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 29, 2020 12:26 PM
- Notice Last Edited On
- January 12, 2021 03:19 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio Recording_05072020.mp3 | Audio Recording | 2020/05/08 03:34 PM |
| Approved Minutes_03192020.pdf | Meeting Minutes | 2020/05/08 03:34 PM |
| 05072020_Pending Minutes_.pdf | Meeting Minutes | 2020/06/29 05:12 PM |
| Agenda.pdf | Other | 2020/05/04 06:51 PM |
| Executed Orders.pdf | Other | 2020/05/18 05:38 PM |
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