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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting & Hearing
Notice Type: Notice, Meeting
Event Start Date & Time: May 7, 2020 09:00 AM
Event End Date & Time: May 7, 2020 12:00 PM
Description/Agenda:
COMMENCEMENT & ROLL CALL /9:00 AM TAB 1 Approval of March 19, 2020 Minutes. DIRECTOR'S REPORT Presenter: Thomas Brady SECTION REPORTS Compliance Presenter: Ken Barton Enforcement Presenter: Dave Hermansen Investor Education Presenter: Karen McMullin Registration and Licensing Presenter: Bryan Cowley TAB 2 Education Fund Expenditure Request Presenter: Bryan Cowley TABS 3-4 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS Tab 3 Proposed Order: Stipulation and Consent Order In the matter of: Ryan L. Farr Docket No.: SD-17-0025 Presenter: Francswai Grayson Tab 4 Proposed Order: Stipulation and Consent Order In the matter of: Benjamin D. Williams Docket No.: SD-17-0028 Presenter: Francswai Grayson
Notice of Special Accommodations:
Not applicable, as this is solely en electronic meeting.
Notice of Electronic or telephone participation:
This Securities Commission Meeting is solely an electronic meeting hosted through Google Meet. Call in number: +1 417-448-6054 PIN: 407 942 171# Available via Live Stream: https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869 For participation instructions, please go to: https://support.google.com/meet/answer/9303069?hl=en&ref_topic=7192926. Then refer to the heading, 'Join a video meeting' If you should have any questions about this, feel free to contact Sabrina Afridi (safridi@utah.gov).
Other Information
This notice was posted on: January 29, 2020 12:26 PM
This notice was last edited on:
June 29, 2020 05:13 PM
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