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Securities Commission Meeting & Hearing

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting & Hearing
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
May 7, 2020 08:00 AM
Event End Date & Time
May 7, 2020 12:00 PM
Description/Agenda
COMMENCEMENT & ROLL CALL /9:00 AM TAB 1 Approval of March 19, 2020 Minutes. DIRECTOR'S REPORT Presenter: Thomas Brady SECTION REPORTS Compliance Presenter: Ken Barton Enforcement Presenter: Dave Hermansen Investor Education Presenter: Karen McMullin Registration and Licensing Presenter: Bryan Cowley TAB 2 Education Fund Expenditure Request Presenter: Bryan Cowley TABS 3-4 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS Tab 3 Proposed Order: Stipulation and Consent Order In the matter of: Ryan L. Farr Docket No.: SD-17-0025 Presenter: Francswai Grayson Tab 4 Proposed Order: Stipulation and Consent Order In the matter of: Benjamin D. Williams Docket No.: SD-17-0028 Presenter: Francswai Grayson
Notice of Special Accommodations (ADA)
Not applicable, as this is solely en electronic meeting.
Notice of Electronic or Telephone Participation
This Securities Commission Meeting is solely an electronic meeting hosted through Google Meet. Call in number: +1 417-448-6054 PIN: 407 942 171# Available via Live Stream: https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869 For participation instructions, please go to: https://support.google.com/meet/answer/9303069?hl=en&ref_topic=7192926. Then refer to the heading, 'Join a video meeting' If you should have any questions about this, feel free to contact Sabrina Afridi (safridi@utah.gov).

Meeting Information

Meeting Location
160 East 300 South
Floor 2
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps
Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 29, 2020 12:26 PM
Notice Last Edited On
January 12, 2021 03:19 PM

Download Attachments

File Name Category Date Added
Audio Recording_05072020.mp3 Audio Recording 2020/05/08 03:34 PM
Approved Minutes_03192020.pdf Meeting Minutes 2020/05/08 03:34 PM
05072020_Pending Minutes_.pdf Meeting Minutes 2020/06/29 05:12 PM
Agenda.pdf Other 2020/05/04 06:51 PM
Executed Orders.pdf Other 2020/05/18 05:38 PM

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