COMMENCEMENT & ROLL CALL /9:00 AM
TAB 1
Approval of March 19, 2020 Minutes.
DIRECTOR'S REPORT
Presenter: Thomas Brady
SECTION REPORTS
Compliance
Presenter: Ken Barton
Enforcement
Presenter: Dave Hermansen
Investor Education
Presenter: Karen McMullin
Registration and Licensing
Presenter: Bryan Cowley
TAB 2
Education Fund Expenditure Request
Presenter: Bryan Cowley
TABS 3-4 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS
Tab 3
Proposed Order: Stipulation and Consent Order
In the matter of: Ryan L. Farr
Docket No.: SD-17-0025
Presenter: Francswai Grayson
Tab 4
Proposed Order: Stipulation and Consent Order
In the matter of: Benjamin D. Williams
Docket No.: SD-17-0028
Presenter: Francswai Grayson
Notice of Special Accommodations (ADA)
Not applicable, as this is solely en electronic meeting.
Notice of Electronic or Telephone Participation
This Securities Commission Meeting is solely an electronic meeting hosted through Google Meet.
Call in number:
+1 417-448-6054
PIN:
407 942 171#
Available via Live Stream:
https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869
For participation instructions, please go to: https://support.google.com/meet/answer/9303069?hl=en&ref_topic=7192926.
Then refer to the heading, 'Join a video meeting'
If you should have any questions about this, feel free to contact Sabrina Afridi (safridi@utah.gov).