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Utah Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Utah Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
March 26, 2015 09:00 AM
Event End Date & Time
March 26, 2015 11:00 AM
Description/Agenda
Utah Securities Commission March 26th, 2015 Room 403-9:00 A.M. Agenda (Amended 1) Welcome & Call to Order Tab 1: Approval of the January 22, 2015 Minutes Tab 2: Director's Report: Keith Woodwell - personnel update -- legislation update -- Commission terms expiration -- future meeting dates Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Tab 3: Grant Request: Mountain West Capital Network: Keith Woodwell Tab 4: Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tab 5: Gregory K. Howell: SD-09-0026: Recommended Order on Motion for Default: Dave Hermansen Tab 6: Dustin Endsley; Fusion Energy, LLC: SD-15-0001, SD-15-0002: Recommended Order on Motion for Default: Dave Hermansen Tab 7: Andres Esquivel, dba XTAGGED: SD-11-0033: Recommended Order on Motion for Default: Dave Hermansen Tab 8: Synergy Funding, LLC; Joshua Paul Chapman: SD-08-0045, SD-08-0046: Recommended Order on Motion for Default: Dave Hermansen Tab 9: Robert R. Ty; SD-08-0099: Recommended Order on Motion for Default: Dave Hermansen Tab 10: Nolen Paul Isom; Senergy Investments, LC; Senergy Technologies, LC; Senergy Systems, LC; Greenstep, LC: SD-14-0013, SD-14-0014, SD-14-0015, SD-14-0016, SD-14-0017: Recommended Order on Motion for Default: Dave Hermansen Tab 11: Dean Loren Casutt; SD-14-0050: Recommended Order on Motion for Default: Dave Hermansen Tab 12: John Patrick Laing; SD-11-0051: Recommended Order on Motion for Default: Dave Hermansen Tab 13: Bradley Jackson Neufeld; Affinity Guidance Services, LLC: SD-14-0061, SD-14-0062 Stipulation and Consent Order: KristiLyn Wilkinson Tab 14: Jeffrey L. Miller; SD-14-0035, Order on Default: Dave Hermansen Tab 15: Yaede & Sons, LLC; Jeff S. Yaede, George H. Yaede, JR., John R. Yaede, SD 14-0057, SD-14-0058, SD-14-0059, SD-14-0060: Stipulation and Consent: Kenneth Barton
Notice of Special Accommodations (ADA)
Compliant
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
4th Floor Room 403
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
March 24, 2015 11:29 AM
Notice Last Edited On
May 07, 2015 03:56 PM

Download Attachments

File Name Category Date Added
audio_2015-03-26.mp3 Audio Recording 2015/03/27 10:15 AM
Minutes_Final-2015-03-26.pdf Meeting Minutes 2015/11/23 11:00 AM
Agenda_2015-03-26.pdf Other 2015/03/27 11:46 AM
Orders_2015_3-26.pdf Other 2015/04/01 10:00 AM

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