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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Utah Securities Commission Meeting
Notice Type: Meeting
Event Start Date & Time: March 26, 2015 09:00 AM
Event End Date & Time: March 26, 2015 11:00 AM
Description/Agenda:
Utah Securities Commission March 26th, 2015 Room 403-9:00 A.M. Agenda (Amended 1) Welcome & Call to Order Tab 1: Approval of the January 22, 2015 Minutes Tab 2: Director's Report: Keith Woodwell - personnel update -- legislation update -- Commission terms expiration -- future meeting dates Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Tab 3: Grant Request: Mountain West Capital Network: Keith Woodwell Tab 4: Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tab 5: Gregory K. Howell: SD-09-0026: Recommended Order on Motion for Default: Dave Hermansen Tab 6: Dustin Endsley; Fusion Energy, LLC: SD-15-0001, SD-15-0002: Recommended Order on Motion for Default: Dave Hermansen Tab 7: Andres Esquivel, dba XTAGGED: SD-11-0033: Recommended Order on Motion for Default: Dave Hermansen Tab 8: Synergy Funding, LLC; Joshua Paul Chapman: SD-08-0045, SD-08-0046: Recommended Order on Motion for Default: Dave Hermansen Tab 9: Robert R. Ty; SD-08-0099: Recommended Order on Motion for Default: Dave Hermansen Tab 10: Nolen Paul Isom; Senergy Investments, LC; Senergy Technologies, LC; Senergy Systems, LC; Greenstep, LC: SD-14-0013, SD-14-0014, SD-14-0015, SD-14-0016, SD-14-0017: Recommended Order on Motion for Default: Dave Hermansen Tab 11: Dean Loren Casutt; SD-14-0050: Recommended Order on Motion for Default: Dave Hermansen Tab 12: John Patrick Laing; SD-11-0051: Recommended Order on Motion for Default: Dave Hermansen Tab 13: Bradley Jackson Neufeld; Affinity Guidance Services, LLC: SD-14-0061, SD-14-0062 Stipulation and Consent Order: KristiLyn Wilkinson Tab 14: Jeffrey L. Miller; SD-14-0035, Order on Default: Dave Hermansen Tab 15: Yaede & Sons, LLC; Jeff S. Yaede, George H. Yaede, JR., John R. Yaede, SD 14-0057, SD-14-0058, SD-14-0059, SD-14-0060: Stipulation and Consent: Kenneth Barton
Notice of Special Accommodations:
Compliant
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: March 24, 2015 11:29 AM
This notice was last edited on:
May 07, 2015 03:56 PM
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