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Utah Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Utah Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting, Hearing
Event Start Date & Time
January 22, 2015 09:00 AM
Event End Date & Time
January 22, 2015 03:00 PM
Description/Agenda
Utah Securities Commission January 22nd, 2015 Room 451- 9:00A.M. Amended Agenda (2) Welcome & Call to Order Tab 1: Approval of November 20, 2014 Minutes Tab 2: Director's Report: Keith Woodwell -- personnel update -- legislation update Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Tab 3: Grant Request: Working in Support of Education Inc. (WISE): Keith Woodwell Tab 4: Grant Request: AARP Utah: Laura Polacheck Tab 5: Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tab 6: David George Bartholomew: SD-11-0049: Stipulation and Consent Order: Dave Hermansen Tab 7: Terry Eugene Leib; William 0. Martineau; Martineau Financial Services, LLC: SD-14-0028, SD-14-0029, SD-14-0030: Stipulation and Consent Order: Dave Hermansen Tab 8: Geoffrey William Watson: SD-11-0042: Stipulation and Consent Order: Dave Hermansen Tab 9: Michael Kevin Landon; Property Network, Inc.; American Property Investments, LLC: SD-14-0036, SD-14-0037, SD-14-0038: Stipulation and Consent Order: Dave Hermansen Tab 10: Fortius Group, LLC; Fortius Fund, LLC; Powder Ridge Land, LL~; Powder Ridge DevelopersI, Ltd.; Powder Ridge Management, Inc.; Chamonix Capital I, LLC; David Ryan Barlow; Blue Diamond II, LLC: SD-11-0069; SD-11-0070; SD-11-0071; SD-11-0072; Sp-11-0073; SD-11-0074; SD-11-0075; SD-11-0075; SD-11-0076; SD-13-0002; SD-13-0001: Stipulation and Consent Order: Dave Hermansen Tab 11: Rational Capital Management, LLC; Alan Herbert Oviatt: SD-11-0057; SD-11-0058: Stipulation and Consent Order: Dave Hermansen Tab 12: Jason Lee Borup: SD-14-0055: Recommended Order on Motion for Default: Dave Hermansen Tab 13: John Patrick Laing: SD-11-0051: Recommended Order on Motion for Default: Dave Hermansen Tab 14: Dean Loren Casutt: SD-14-0050: Recommended Order on Motion for Default: Dave Hermansen Large Tab 2: Bruce Luckett Dyson: SD-14-0027: Recommended Order on Motion for Default: Dave Hermansen Tab 15: Merlin Victor Fish; Aquapower, LC: SD-14-0021; SD-14-0022: Stipulation and Consent Order: Dave Hermansen 10:00 am and Large Tab 1: Evidentiary Hearing: R. Austin Christensen: SD-14-0023
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
Room 451
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 07, 2015 02:52 PM
Notice Last Edited On
January 27, 2015 12:21 PM

Download Attachments

File Name Category Date Added
audio_2015-01-22_part2.mp3 Audio Recording 2015/01/26 10:15 AM
audio_2015-01-22_part1.mp3 Audio Recording 2015/01/26 10:15 AM
minutes-final_2015-01-22.pdf Meeting Minutes 2015/03/27 11:43 AM
agenda_2015-01-22.pdf Other 2015/01/21 07:39 AM
orders_2015-1-22.pdf Other 2015/03/27 11:44 AM

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