9:00 a.m.
Welcome and call to order by Commission Chair Lyndon L. Ricks
Agenda Items
1. Approval of July 16th, 2026, meeting minutes
2. Commissioners' Appointments - Oath of Office
3. Grant Application - Junior Achievement of Utah and Idaho
4. Director's Report (Robert B. Cummings)
5. Investor Education Fund Report (Katelyn Hale)
6. Division of Securities, Default Cases (by Liz Blaylock)
7. Consideration and Approval of Proposed Orders
PROPOSED ORDER CASE # CASE NAME PRESENTER
8. Argument before the Commission on Respondent William E Gozung, Peter J Bennee, and Nathan Welch's Motion to Dismiss,
Cases SD-25-0010, SD-25-0011, SD-25-0013. In the matter of William E. Bozung,
Peter Bennee, Nathan Welch
9. Stipulation and Consent Orders.
Cases SD-25-0026, SD-25-0027, SD-25-0028, SD-25-0029. In the matter of Rogue Liquidity LLC, Jacob 'Dusky Rogue' Dalton, Todd Bezates, Jon H. Andrus
10. Stipulation and Consent Order.
Cases SD-26-0001, SD-26-0002. In the matter of Kenny Dirk Vander Spek and K&K Strategies LLC
PRIVACY NOTICE: This meeting may be recorded. If you attend, join, or participate in this meeting, the personal data that you provide, or that is collected from you, is generally classified as a public record pursuant to Utah Code § 63G-2-301 of the Government Records Access and Management Act (GRAMA), and may be made available to the public as provided by Utah Code § 63G-2-201, except where the meeting is closed under Utah Code § 52-4-205.
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
SECURITIES COMMISSION MEETING
Thursday, October 22 . 9:30am - 5:00pm
Time zone: MST (America/Denver)
Google Meet joining info
Video call link: https://meet.google.com/wfr-beji-awy
Or dial: (US) +1 978-593-3705 PIN: 156 885 328 #