Entity: Department of Commerce
Body: Securities Commission
| Subject: | Public Meetings |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | 160 East 300 South Salt Lake City UT 84111 |
| Event Date & Time: |
August 5, 2021 August 5, 2021 09:00 AM |
| Description/Agenda: |
1. Approval of April 8,2021 meeting minutes
Directors Report Jason E. Sterzer
Section Reports
Licensing and Registration Bryan Cowley
Compliance Ken Barton
Enforcement Dave Hermansen
Investor Education Karen McMullin
Grant Request from the Securities Investor Education and Training Fund
2. Education Fund Expenditure Request
3. Junior Achievement of Utah
4. Utah Financial Empowerment Coalition
Consideration and Approval of Proposed Orders
5. Stipulation and Consent Order Richard Baldwin SD-19-0005
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| Notice of Special Accommodations: | In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | November 03, 2021 08:16 AM |
| Last edited on: | November 03, 2021 08:25 AM |