Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: 160 East 300 South

Salt Lake City  UT  84111
Event Date & Time: August 6, 2020
August 6, 2020 08:00 AM - August 6, 2020 12:00 PM
                        COMMENCEMENT & ROLL CALL	: 9:00 AM

1) Approval of May 7, 2020 Minutes

2) Grant Requests 

A) Junior Achievement of Utah 
Requesting: $5,000
Presenter: Christy Tribe

B) Utah Financial Planning Association
Requesting: $10,000					
Presenter: Jenie Connors

3) Education Fund Expenditure Request
Presenter: Bryan Cowley

Presenter: Thomas A. Brady


- Compliance
Presenter: Ken Barton

- Enforcement 										
Presenter: Dave Hermansen

- Registration and Licensing 							
Presenter: Bryan Cowley

- Investor Education									
Presenter: Karen McMullin


4) Proposed Order: Stipulation and Consent Order
Docket No.: SD-19-0007	
In the matter of: Maria Guadalupe Maynes	
Presenter: Francswai Grayson

5) Proposed Order: Stipulation and Consent Order		
Docket No.: SD-20-0011
In the matter of: Patrick John Hutton		
Presenter: Francswai Grayson

Notice of Special Accommodations: In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
Notice of Electronic or telephone participation: This meeting will be held electronically via Google Meet.
Other information:
Contact Information: Zoe Gomez
Posted on: January 29, 2020 12:28 PM
Last edited on: January 12, 2021 03:19 PM

Printed from Utah's Public Notice Website (http://pmn.utah.gov/)