Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City    84111
Event Date & Time: March 22, 2018
March 22, 2018 09:00 AM - March 22, 2018 12:00 PM
Description/Agenda:
                        Revised 3/20/2018 at 2:36 pm

Utah Securities Commission
March 22, 2018
Room 403-9:00 A.M.
Agenda 

Welcome & Call to Order

Approval of the January 25, 2018

Director's Report:  Keith Woodwell 
			
*New Pointe Development, LLC, Donnielle K. Schroeder; SD-17-0043, SD-17-0044:  Default Order:  Tom Melton/Jennifer Korb

Section Reports:		
Enforcement:  Dave Hermansen
Compliance:  Ken Barton
Investor Education:  Keith Woodwell
Registration & Licensing:  Bryan Cowley

Education and Training Fund Report:  Bryan Cowley

Grant Request:  AARP Utah $20,000:  Laura Polacheck

Grant Request:  Utah Financial Planning Association $5,000:  Jeff Brimhall

Consideration and Approval of Proposed Orders:
National Gold, Inc., James C. Barrus, Brent C. Alder, Brent H. Gundersen, Lloyd B. Sharp;  SD-17-0045, SD-17-0046, SD-17-0047, SD-17-0049, SD-17-0050:  Default Order:  Paula Faerber

Lane Bird, SD-11-0026; Order on Motion for Summary Judgment:  Paula Faerber

*Copper Basin, LLC, Brandon Edward Clark, Adrian Jeremy Tuttle SD-17-0053, SD-17-0054, SD-17-0055:  Default Order:  Paula Faerber

Cortney Blaine Pierce; SD-16-0046:  Stipulation and Consent Order:  Dave Hermansen

Casey J. Wilson; SD-17-0035:  Stipulation and Consent Order:  Liz Blaylock

                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: January 23, 2018 07:52 AM
Last edited on: March 23, 2018 10:04 AM

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