Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | Division of Securities 160 East 300 South, 4th Floor Hearing Room 403 Salt Lake City 84111 |
| Event Date & Time: |
March 22, 2018 March 22, 2018 09:00 AM - March 22, 2018 12:00 PM |
| Description/Agenda: |
Revised 3/20/2018 at 2:36 pm
Utah Securities Commission
March 22, 2018
Room 403-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the January 25, 2018
Director's Report: Keith Woodwell
*New Pointe Development, LLC, Donnielle K. Schroeder; SD-17-0043, SD-17-0044: Default Order: Tom Melton/Jennifer Korb
Section Reports:
Enforcement: Dave Hermansen
Compliance: Ken Barton
Investor Education: Keith Woodwell
Registration & Licensing: Bryan Cowley
Education and Training Fund Report: Bryan Cowley
Grant Request: AARP Utah $20,000: Laura Polacheck
Grant Request: Utah Financial Planning Association $5,000: Jeff Brimhall
Consideration and Approval of Proposed Orders:
National Gold, Inc., James C. Barrus, Brent C. Alder, Brent H. Gundersen, Lloyd B. Sharp; SD-17-0045, SD-17-0046, SD-17-0047, SD-17-0049, SD-17-0050: Default Order: Paula Faerber
Lane Bird, SD-11-0026; Order on Motion for Summary Judgment: Paula Faerber
*Copper Basin, LLC, Brandon Edward Clark, Adrian Jeremy Tuttle SD-17-0053, SD-17-0054, SD-17-0055: Default Order: Paula Faerber
Cortney Blaine Pierce; SD-16-0046: Stipulation and Consent Order: Dave Hermansen
Casey J. Wilson; SD-17-0035: Stipulation and Consent Order: Liz Blaylock
|
| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | January 23, 2018 07:52 AM |
| Last edited on: | March 23, 2018 10:04 AM |