Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Meeting
Meeting Location: 160 East 300 South, 2nd Floor

Salt Lake City, UT    84111
Event Date & Time: September 22, 2016
September 22, 2016 09:00 AM - September 22, 2016 12:00 PM
Description/Agenda:
                        Utah Securities Commission
September 22, 2016
Room 403-9:00 A.M.
Agenda 



Welcome & Call to Order

Approval of the August 4, 2016 Minutes

Director's Report:  Keith Woodwell 
			
			
Section Reports:	Enforcement:  Dave Hermansen
			Compliance:  Ken Barton
			Registration & Licensing:  Benjamin Johnson 
			Investor Education:  Karen McMullin

Grant Application:  Wayne Brown Institute DBA VentureCapital.org ($20,000):  Brad Bertoch

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Michael L. Douros and Real Estate Equity Solutions, LLC; SD-16-0013, SD-16-0014:  Order on Motion for Default.  Wayne Jones.

Gary C. Nielson; SD-15-0049:  Order on Motion for Default.  Jennifer Korb.

Lori Anderson and SMTS Association, a Utah DBA, SD-16-0030, SD-16-0031:  Stipulation and Consent Order.  Dave Hermansen.


                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: September 16, 2016 02:36 PM
Last edited on: September 16, 2016 02:36 PM

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