Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Meeting |
| Meeting Location: | 160 East 300 South, 2nd Floor Salt Lake City, UT 84111 |
| Event Date & Time: |
September 22, 2016 September 22, 2016 09:00 AM - September 22, 2016 12:00 PM |
| Description/Agenda: |
Utah Securities Commission
September 22, 2016
Room 403-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the August 4, 2016 Minutes
Director's Report: Keith Woodwell
Section Reports: Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin
Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Michael L. Douros and Real Estate Equity Solutions, LLC; SD-16-0013, SD-16-0014: Order on Motion for Default. Wayne Jones.
Gary C. Nielson; SD-15-0049: Order on Motion for Default. Jennifer Korb.
Lori Anderson and SMTS Association, a Utah DBA, SD-16-0030, SD-16-0031: Stipulation and Consent Order. Dave Hermansen.
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| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | September 16, 2016 02:36 PM |
| Last edited on: | September 16, 2016 02:36 PM |