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Entity: Department of Commerce

Body: Securities Commission

Subject:	Securities
Notice Title:	Meeting
Meeting Location:	Heber Wells Building 160 East 300 South, 2nd Floor Salt Lake City, UT 84111
Event Date & Time:	August 4, 2016 August 4, 2016 09:00 AM - August 4, 2016 12:00 PM
Description/Agenda:	Utah Securities Commission August 4, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Swearing In of Brent A. Cochran, New Division of Securities Commissioner: Administrative Law Judge Approval of the May 26, 2016 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Kenneth Shawn Whitehead; SD-16-0018: Recommended Order on Motion for Default. Jennifer Korb Theodore Lamont Hansen and Zurich Holdings Limited Liability Company; SD-14-0052, SD-14-0054: Stipulation and Consent Order. Dave Hermansen David Lyle Turner; SD-14-0053: Stipulation and Consent Order. Dave Hermansen Laurence Dewey Black; Larry Black Wealth Management fka Beckstead; Black & Associates; SD-16-0011, SD-16-0012: Stipulation and Consent Order. Russ Bulloch Joseph L. Jacoby; SD-16-0009: Stipulation and Consent Order. Ken Barton Robert Hawkes Potter; SD-16-0007: Stipulation and Consent Order. Andreo Micic
Notice of Special Accommodations:	Compliant.
Notice of Electronic or telephone participation:	N/A
Other information:
Contact Information:	Ashlee Buchholz (801)530-6436 abuchholz@utah.gov
Posted on:	August 03, 2016 09:23 AM
Last edited on:	August 03, 2016 09:23 AM

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