Entity: Department of Commerce
Body: Securities Commission
Subject: | Public Meetings |
Notice Title: | Utah Division of Securities Commission Meeting |
Meeting Location: | 160 East 300 South, 2nd Floor Salt Lake city 84111 |
Event Date & Time: |
August 27, 2015 August 27, 2015 12:00 AM - August 27, 2015 12:00 AM |
Description/Agenda: | Utah Securities Commission August 27, 2015 Room 451-9:00 A.M. Agenda Welcome & Call to Order Swearing In of Lyle White, New Securities Commissioner: Administrative Law Judge Jennie Jonnson Approval of the May 28, 2015 Minutes Director's Report: Keith Woodwell -- Section Reports :Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant Requests: AARP: Keith Woodwell Grant Request: Jump$tart: Jodi Jones Grant Request: Wayne Brown Institute: Brad Bertoch Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: PI Works Incorporated; Personal Injury Works, Inc.; Michael S. Langheinrich: SD-11-0043, SD-11-0044, SD-11-0045: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen John Murray Wall; Avive Marketing, LLC: SD-13-0044, SD-13-0045: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Thomas Woolstenhulme: SD-14-0003: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Ingeborg Del Vechil, aka Ingeborg Kelly, aka Ann Delvechio; Ronald David McEwen: SD-15-0011, SD-15-0012: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Dwight Shane Baldwin, CRD #4790167; Silverleaf Financial, LLC; Silverleaf Equitable, LLC; Silverleaf Thorton, LLC; Silverleaf Acquisition Holdings; Henderson Promenade Holding, LLC; Trailhead Lodge Acquisitions, LLC: SD-15-0013, SD-15-0014, SD-15-0015, SD-15-0016, SD-15-0017, SD-15-0018, SD-15-0019: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Jeffrey L. Miller; SD-15-0020: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Ronendra Nath Hazarika; Molecular Mediation, LLC; SD-15-0021, SD-15-0022: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Benjamin Michael Petersen; Monarch Global, LLC, Atlas Management Group, LLC: SD-15-0031, SD-15-0033, SD-15-0034: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Joseph G. Munger; Michelle D. Paduda; Modern Health Associates, LLC: SD-15-0023, SD-15-0024, SD-15-0025: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Michelle D. Paduda: SD-15-0024: Stipulation and Consent. Dave Hermansen Stephen Trump: SD-10-0068: Stipulation and Consent. Dave Hermansen Connie Karren Roller: SD-15-0010: Stipulation and Consent. Dee Johnson Rick D. Kendell, CRD #1588231: SD-14-0056: Stipulation and Consent. Charles Lyons Citigroup Global Markets Inc., CRD #7059: Stipulation and Consent. Ken Barton John Darin Ford, SD-15-0003: Stipulation and Consent. Ken Barton 10:30am and Large Tab 1 and 2: Evidentiary Hearing: Brent Allen Morgan; Summit Development & Lending Group, Inc: SD-14-0039; SD-14-0040 |
Notice of Special Accommodations: | Compliant. |
Notice of Electronic or telephone participation: | N/A |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | August 19, 2015 02:43 PM |
Last edited on: | August 19, 2015 02:43 PM |