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Entity: Department of Commerce

Body: Securities Commission

Subject:	Securities
Notice Title:	Utah Securities Commission Meeting
Meeting Location:	160 East 300 South 4th Floor Room 403 Salt Lake City 84111
Event Date & Time:	March 26, 2015 March 26, 2015 09:00 AM - March 26, 2015 11:00 AM
Description/Agenda:	Utah Securities Commission March 26th, 2015 Room 403-9:00 A.M. Agenda (Amended 1) Welcome & Call to Order Tab 1: Approval of the January 22, 2015 Minutes Tab 2: Director's Report: Keith Woodwell - personnel update -- legislation update -- Commission terms expiration -- future meeting dates Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Tab 3: Grant Request: Mountain West Capital Network: Keith Woodwell Tab 4: Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tab 5: Gregory K. Howell: SD-09-0026: Recommended Order on Motion for Default: Dave Hermansen Tab 6: Dustin Endsley; Fusion Energy, LLC: SD-15-0001, SD-15-0002: Recommended Order on Motion for Default: Dave Hermansen Tab 7: Andres Esquivel, dba XTAGGED: SD-11-0033: Recommended Order on Motion for Default: Dave Hermansen Tab 8: Synergy Funding, LLC; Joshua Paul Chapman: SD-08-0045, SD-08-0046: Recommended Order on Motion for Default: Dave Hermansen Tab 9: Robert R. Ty; SD-08-0099: Recommended Order on Motion for Default: Dave Hermansen Tab 10: Nolen Paul Isom; Senergy Investments, LC; Senergy Technologies, LC; Senergy Systems, LC; Greenstep, LC: SD-14-0013, SD-14-0014, SD-14-0015, SD-14-0016, SD-14-0017: Recommended Order on Motion for Default: Dave Hermansen Tab 11: Dean Loren Casutt; SD-14-0050: Recommended Order on Motion for Default: Dave Hermansen Tab 12: John Patrick Laing; SD-11-0051: Recommended Order on Motion for Default: Dave Hermansen Tab 13: Bradley Jackson Neufeld; Affinity Guidance Services, LLC: SD-14-0061, SD-14-0062 Stipulation and Consent Order: KristiLyn Wilkinson Tab 14: Jeffrey L. Miller; SD-14-0035, Order on Default: Dave Hermansen Tab 15: Yaede & Sons, LLC; Jeff S. Yaede, George H. Yaede, JR., John R. Yaede, SD 14-0057, SD-14-0058, SD-14-0059, SD-14-0060: Stipulation and Consent: Kenneth Barton
Notice of Special Accommodations:	Compliant
Notice of Electronic or telephone participation:	N/A
Other information:
Contact Information:	Ashlee Buchholz (801)530-6436 abuchholz@utah.gov
Posted on:	March 24, 2015 11:29 AM
Last edited on:	May 07, 2015 03:56 PM

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