Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Utah Securities Commission Meeting |
| Meeting Location: | 160 East 300 South 4th Floor Room 403 Salt Lake City 84111 |
| Event Date & Time: |
March 26, 2015 March 26, 2015 09:00 AM - March 26, 2015 11:00 AM |
| Description/Agenda: |
Utah Securities Commission
March 26th, 2015
Room 403-9:00 A.M.
Agenda (Amended 1)
Welcome & Call to Order
Tab 1: Approval of the January 22, 2015 Minutes
Tab 2: Director's Report: Keith Woodwell
- personnel update
-- legislation update
-- Commission terms expiration
-- future meeting dates
Section Reports: Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin
Tab 3: Grant Request: Mountain West Capital Network: Keith Woodwell
Tab 4: Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Tab 5: Gregory K. Howell: SD-09-0026: Recommended Order on Motion for Default: Dave Hermansen
Tab 6: Dustin Endsley; Fusion Energy, LLC: SD-15-0001, SD-15-0002: Recommended Order on Motion for Default: Dave Hermansen
Tab 7: Andres Esquivel, dba XTAGGED: SD-11-0033: Recommended Order on Motion for Default: Dave Hermansen
Tab 8: Synergy Funding, LLC; Joshua Paul Chapman: SD-08-0045, SD-08-0046: Recommended Order on Motion for Default: Dave Hermansen
Tab 9: Robert R. Ty; SD-08-0099: Recommended Order on Motion for Default: Dave Hermansen
Tab 10: Nolen Paul Isom; Senergy Investments, LC; Senergy Technologies, LC; Senergy Systems, LC; Greenstep, LC: SD-14-0013, SD-14-0014, SD-14-0015, SD-14-0016, SD-14-0017: Recommended Order on Motion for Default: Dave Hermansen
Tab 11: Dean Loren Casutt; SD-14-0050: Recommended Order on Motion for Default: Dave Hermansen
Tab 12: John Patrick Laing; SD-11-0051: Recommended Order on Motion for Default: Dave Hermansen
Tab 13: Bradley Jackson Neufeld; Affinity Guidance Services, LLC: SD-14-0061, SD-14-0062 Stipulation and Consent Order: KristiLyn Wilkinson
Tab 14: Jeffrey L. Miller; SD-14-0035, Order on Default: Dave Hermansen
Tab 15: Yaede & Sons, LLC; Jeff S. Yaede, George H. Yaede, JR., John R. Yaede, SD 14-0057, SD-14-0058, SD-14-0059, SD-14-0060: Stipulation and Consent: Kenneth Barton
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| Notice of Special Accommodations: | Compliant |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | March 24, 2015 11:29 AM |
| Last edited on: | May 07, 2015 03:56 PM |