Securities Commission Meeting May 2025 - Revision 5
This is a Notice Revision
You are currently viewing a revision of a notice. This is a previous copy of a notice that has been published more recently. To view the current version of this notice, click here.
Please Note: Only the files that were associated to this version are included in the Download Attachments section. If that section does not display, all attachments were removed from this version of the notice.
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting May 2025
- Notice Tags
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- May 1, 2025 09:00 AM
- Event End Date & Time
- May 2, 2025 05:00 PM
- Event Deadline Date & Time
- 05/02/25 05:00 PM
- Description/Agenda
- 9:00 a.m. - Welcome and call to order by Commission Chair - Introduction to the new Securities Director by Margaret Busse Agenda Items 1. Approval of January 16, 2025, meeting minutes ______________________________________________________________________ 2. Grant request (School of Financial Planning) ______________________________________________________________________ 3. Investor Education Fund Report (by Aaron Burgoyne) ______________________________________________________________________ 4. Consideration and Approval of Proposed Orders PROPOSED ORDER CASE # CASE NAME (In the matter of..) PRESENTER Stipulation and Consent Order, SD-24-0067 SD-24-0068 Kody E. Rogers, WMX Advisors LLC, DBA Wealth Management Experience, IARD Chip Lyons Stipulation and Consent Order SD-25-0004 SD-25-0005 Vanguard Marketing Corporation and the Vanguard Group Inc Chip Lyons Default Findings of Fact, Conclusions of Law, and Recommended Order Default Order of Adjudication SD-24-0066 Maria Guadalupe Maynes Jennifer Korb HEARING 10:00 a.m. Administrative Hearing on the JTMK cases: - SD-24-0041 - PTC JTMK Group - SD-24-0042 - Bruce W. Anderson - SD-24-0043 - Robert Yukes
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 S
Salt Lake City, UT 84114
Show in Apple Maps Show in Google Maps - Contact Name
- Dorian Ashton
- Contact Email
- dashton1@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- April 22, 2025 12:50 PM
- Notice Last Edited On
- May 05, 2025 08:34 AM
- Deadline Date
- May 2, 2025 05:00 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Commission Meeting Recording 05 01 2025.MP3 | Audio Recording | 2025/05/02 01:14 PM |