General Information

Government Type

State Agency

Entity

Department of Commerce

Public Body

Securities Commission

Notice Information

Add Notice to Calendar

Notice Title

Utah Securities Commission

Notice Tags

Securities

Notice Type(s)

Meeting

Event Start Date & Time

July 28, 2011 02:00 PM

Event End Date & Time

July 28, 2011 05:00 PM

Description/Agenda

Utah Securities Commission July 28, 2011 Room 451 – 2:00 pm Agenda Welcome/Call to Order Dave Hermansen Swearing in of New Commissioner Michael Hines Election of New Commission Chair Dave Hermansen 1. Approval of May 26, 2011 Minutes Dave Hermansen 2. Director’s Report Dave Hermansen a. Update on Budget & Education & Training Fund b. Investor Education Update c. Update on Division Staffing 3. Section Reports a. Compliance & Licensing Section Dave Hermansen b. Corporate Finance Section Benjamin Johnson c. Enforcement Section Michael Hines 4. Education and Training Fund Report Benjamin Johnson a. “Red Flags” Investor Education Campaign Dave Hermansen b. Grant Request – Utah State University Dave Hermansen 5. Consideration and Approval of Proposed Orders a. Mascot Financial, LC Tom Brady Samuel Duane Aston b. Patent Holding, LLC Tom Brady Steven Lynn Bowers c. Pat G. Miner Tom Brady d. Zcom Networks, Inc. Tom Brady Matrix Management, Inc. Alex R. Parsinia e. Cadence Financial, LLC. Tom Brady Jeffrey Thompson Wilding f. John D. Taylor Tom Brady g. Stone Bridge Tile, LLC Tom Brady Michael Scott Atkinson h. Bradley Grant Kitchen Tom Brady i. Bryan Joseph Robert Tom Brady j. ITEC Manufacturing, LLC Tom Brady Douglas Clair Morby k. Nutratek, LLC Tom Brady Johnny Anthony Sanchez l. Kevin D. Kunz Dave Hermansen Investment Management Corporation Twin K Investments, Inc. Modena Hills, Inc.

Notice of Special Accommodations (ADA)

In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Julie Price, ADA Coordinator, Division of Securities, P O Box 146760, 160 E 300 S, Salt Lake City, Utah 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.

Notice of Electronic or Telephone Participation

N/A

Meeting Information

Meeting Location

160 East 300 South
Salt Lake City, 84111
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Contact Name

Dorian Ashton

Contact Email

dashton1@utah.gov

Contact Phone

(801)530-6436

Notice Posting Details

Notice Posted On

July 27, 2011 11:07 AM

Notice Last Edited On

July 27, 2011 11:07 AM

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