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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Hearings
Notice Type(s)
Notice, Meeting, Hearing
Event Start Date & Time
August 18, 2022 09:00 AM
Event End Date & Time
August 18, 2022 10:00 AM
Description/Agenda
1. Approval of April 28th, 2022 meeting minutes. DIRECTOR'S REPORT Bryan Cowley SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Dave Hermansen Investor Education Zoe Gomez 2. GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND Women in the Money Susan Speirs Utah Financial Planning Association Dan Loose Utah Jumpstart Coalition Shauna Barfuss 3. EDUCATION FUND EXPENDITURE REQUEST Aaron Burgoyne 4. CONSIDERATION AND APPROVAL OF PROPOSED ORDERS Stipulation and Consent Order Case No: SD-2022-0001 American Prosperity, LLC SD-2022-0002 Taylor Dean Ogden
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
Salt Lake City, UT 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
August 15, 2022 11:42 AM
Notice Last Edited On
September 14, 2022 01:07 PM

Download Attachments

File Name Category Date Added
200327_0026.MP3 Audio Recording 2022/08/19 11:24 AM
Pending Commission Meeting Minutes August 2022.pdf Meeting Minutes 2022/09/14 01:07 PM
Agenda 8.15.2022.pdf Other 2022/08/19 11:26 AM
Stipulation and Consent Order.pdf Other 2022/08/23 08:25 AM

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