Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Hearings
- Notice Type(s)
- Notice, Meeting, Hearing
- Event Start Date & Time
- August 18, 2022 09:00 AM
- Event End Date & Time
- August 18, 2022 10:00 AM
- Description/Agenda
- 1. Approval of April 28th, 2022 meeting minutes. DIRECTOR'S REPORT Bryan Cowley SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Dave Hermansen Investor Education Zoe Gomez 2. GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND Women in the Money Susan Speirs Utah Financial Planning Association Dan Loose Utah Jumpstart Coalition Shauna Barfuss 3. EDUCATION FUND EXPENDITURE REQUEST Aaron Burgoyne 4. CONSIDERATION AND APPROVAL OF PROPOSED ORDERS Stipulation and Consent Order Case No: SD-2022-0001 American Prosperity, LLC SD-2022-0002 Taylor Dean Ogden
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 East 300 South
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- August 15, 2022 11:42 AM
- Notice Last Edited On
- September 14, 2022 01:07 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 200327_0026.MP3 | Audio Recording | 2022/08/19 11:24 AM |
| Pending Commission Meeting Minutes August 2022.pdf | Meeting Minutes | 2022/09/14 01:07 PM |
| Agenda 8.15.2022.pdf | Other | 2022/08/19 11:26 AM |
| Stipulation and Consent Order.pdf | Other | 2022/08/23 08:25 AM |
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