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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Hearings
Notice Type(s)
Notice, Meeting, Hearing
Event Start Date & Time
October 14, 2021 09:00 AM
Event End Date & Time
October 14, 2021 10:00 AM
Description/Agenda
Approval of Aug 5th, 2021 Minutes Directors Report- Jason Sterzer Section Reports Licensing and Registration- Bryan Cowley Compliance- Ken Barton Enforcement- Dave Hermansen Investor Education- Karen McMullin Education Fund Expenditure Request- Aaron Burgoyne Consideration and Approval of Proposed Orders 1. In the matter of Joel Ellowitz SD-19-0028 2. In the matter of Patriots Energy Group, Inc SD-21-0007 and Mark Wayne Wheeler SD-21-0008 3. In the matter of Elida Maria Abreu SD-21-0005
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
Salt Lake City, UT 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
August 11, 2022 08:28 AM
Notice Last Edited On
August 11, 2022 08:33 AM

Download Attachments

File Name Category Date Added
Approved October 14 Minutes.pdf Meeting Minutes 2022/08/11 08:28 AM
Joel Ellowitz SCO.pdf Other 2022/08/11 08:30 AM
Patriots Energy Inc SCO.pdf Other 2022/08/11 08:30 AM
Mark Wayne Wheeler SCO.pdf Other 2022/08/11 08:33 AM
Elida Maria Abreu.pdf Other 2022/08/11 08:33 AM

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