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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Notice, Meeting, Hearing

Event Start Date & Time: April 28, 2022 09:00 AM

Event End Date & Time: April 29, 2022 05:00 PM

Description/Agenda: 

1. Approval of January 13th, 2022 meeting minutes.									

DIRECTOR'S REPORT										Jason E. Sterzer

SECTION REPORTS 
Licensing and Registration	
Bryan Cowley
Compliance			       
Ken Barton
Enforcement 			   
Dave Hermansen
Investor Education									

2. GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND
Education Fund Expenditure Request								

CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S)
	
3. Stipulation and Consent Order  
SD-19-0020 RIZEUP LLC
SD-19-0021 FRED SAMUEL KEELE

4.  Stipulation and Consent Order      
 SD-22-0010 BLOCKFI LENDING LLC	

5. Stipulation and Consent Order
SD-21-0016  PREMIER SPORTING EVENTS
SD-21-0017 KINNIN DOC SANDLIN   

6. Stipulation and Consent Order
SD-20-0018 Zachary Locklear
SD-20-0019 Gnolaum Enterprises LLC

Notice of Special Accommodations:

In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: October 26, 2020 02:39 PM
This notice was last edited on: May 26, 2022 02:23 PM

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