Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting, Hearing
- Event Start Date & Time
- April 28, 2022 09:00 AM
- Event End Date & Time
- April 29, 2022 05:00 PM
- Description/Agenda
- 1. Approval of January 13th, 2022 meeting minutes. DIRECTOR'S REPORT Jason E. Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Dave Hermansen Investor Education 2. GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND Education Fund Expenditure Request CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) 3. Stipulation and Consent Order SD-19-0020 RIZEUP LLC SD-19-0021 FRED SAMUEL KEELE 4. Stipulation and Consent Order SD-22-0010 BLOCKFI LENDING LLC 5. Stipulation and Consent Order SD-21-0016 PREMIER SPORTING EVENTS SD-21-0017 KINNIN DOC SANDLIN 6. Stipulation and Consent Order SD-20-0018 Zachary Locklear SD-20-0019 Gnolaum Enterprises LLC
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 East 300 South
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- October 26, 2020 02:39 PM
- Notice Last Edited On
- August 19, 2022 07:58 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 220428_003.MP3 | Audio Recording | 2022/04/28 01:19 PM |
| Approved Minutes April 28, 2022 (Updated) (1).pdf | Meeting Minutes | 2022/08/19 07:58 AM |
| Agenda Commissioner Meeting April 28th.pdf | Public Information Handout | 2022/04/27 11:08 AM |
| Locklear and Gnolaum SCO.pdf | Other | 2022/04/28 01:21 PM |
| RizeUp and Keele SCO.pdf | Other | 2022/04/28 01:22 PM |
| BlockFi Lending LLC SCO.pdf | Other | 2022/04/28 01:22 PM |
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