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Department of Commerce:
Entity: Department of Commerce
Body: Securities Commission
Notice Title: Securities Commission Meeting
Notice Type: Notice, Meeting, Hearing
Event Start Date & Time: October 14, 2021 09:00 AM
Event End Date & Time: October 14, 2021 10:00 AM
COMMENCEMENT 9:00 AM 1. Approval of August 5,2021 meeting minutes DIRECTOR'S REPORT - Jason E. Sterzer SECTION REPORTS - Licensing and Registration - Bryan Cowley - Compliance - Ken Barton - Enforcement - Dave Hermansen - Investor Education - Karen McMullin 2. Education Fund Expenditure Request -Aaron Burgoyne CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) 3.Stipulation and Consent Order SD-19-0028 Joel Ellowitz 4. Stipulation and Consent Order SD- 21-0008 PEG/Mark Wheeler 5. Order of Default Judgement SD-21-0005 Elida Maria Abreu
Notice of Special Accommodations:
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or telephone participation:
This will be an in-person meeting that's open to the public. It will be on floor 2 in the the Giani Hearing Room.
This notice was posted on: October 26, 2020 02:39 PM
This notice was last edited on: October 15, 2021 01:52 PM