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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting, Hearing
Event Start Date & Time
April 28, 2022 09:00 AM
Event End Date & Time
April 29, 2022 05:00 PM
Description/Agenda
1. Approval of January 13th, 2022 meeting minutes. DIRECTOR'S REPORT Jason E. Sterzer SECTION REPORTS Licensing and Registration Bryan Cowley Compliance Ken Barton Enforcement Dave Hermansen Investor Education 2. GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND Education Fund Expenditure Request CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S) 3. Stipulation and Consent Order SD-19-0020 RIZEUP LLC SD-19-0021 FRED SAMUEL KEELE 4. Stipulation and Consent Order SD-22-0010 BLOCKFI LENDING LLC 5. Stipulation and Consent Order SD-21-0016 PREMIER SPORTING EVENTS SD-21-0017 KINNIN DOC SANDLIN 6. Stipulation and Consent Order SD-20-0018 Zachary Locklear SD-20-0019 Gnolaum Enterprises LLC
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
Salt Lake City, UT 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
October 26, 2020 02:39 PM
Notice Last Edited On
August 19, 2022 07:58 AM

Download Attachments

File Name Category Date Added
220428_003.MP3 Audio Recording 2022/04/28 01:19 PM
Approved Minutes April 28, 2022 (Updated) (1).pdf Meeting Minutes 2022/08/19 07:58 AM
Agenda Commissioner Meeting April 28th.pdf Public Information Handout 2022/04/27 11:08 AM
Locklear and Gnolaum SCO.pdf Other 2022/04/28 01:21 PM
RizeUp and Keele SCO.pdf Other 2022/04/28 01:22 PM
BlockFi Lending LLC SCO.pdf Other 2022/04/28 01:22 PM

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