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Department of Commerce:
Entity: Department of Commerce
Body: Securities Commission
Notice Title: Securities Commission Meeting
Notice Type: Notice, Meeting
Event Start Date & Time: August 6, 2020 09:00 AM
Event End Date & Time: August 6, 2020 12:00 PM
COMMENCEMENT & ROLL CALL : 9:00 AM 1) Approval of May 7, 2020 Minutes 2) Grant Requests A) Junior Achievement of Utah Requesting: $5,000 Presenter: Christy Tribe B) Utah Financial Planning Association Requesting: $10,000 Presenter: Jenie Connors 3) Education Fund Expenditure Request Presenter: Bryan Cowley DIRECTOR'S REPORT Presenter: Thomas A. Brady SECTION REPORTS - Compliance Presenter: Ken Barton - Enforcement Presenter: Dave Hermansen - Registration and Licensing Presenter: Bryan Cowley - Investor Education Presenter: Karen McMullin CONSIDERATION & APPROVAL OF PROPOSED ORDERS 4) Proposed Order: Stipulation and Consent Order Docket No.: SD-19-0007 In the matter of: Maria Guadalupe Maynes Presenter: Francswai Grayson 5) Proposed Order: Stipulation and Consent Order Docket No.: SD-20-0011 In the matter of: Patrick John Hutton Presenter: Francswai Grayson
Notice of Special Accommodations:
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
Notice of Electronic or telephone participation:
This meeting will be held electronically via Google Meet.
This notice was posted on: January 29, 2020 12:28 PM
This notice was last edited on: September 04, 2020 04:15 PM