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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting, Hearing
Event Start Date & Time
March 19, 2020 08:00 AM
Event End Date & Time
March 19, 2020 12:00 PM
Description/Agenda
UTAH DIVISION OF SECURITIES | COMMISSION MEETING | AGENDA MARCH 19, 2020 | ELECTRONIC MEETING | 9:00 AM-12:00 PM WELCOME & CALL TO ORDER 9:00 AM TAB 1 Approval of Minutes January 9, 2020 TAB 2 Education Fund Expenditure Request/ Presenter: Bryan Cowley TAB 3 | GRANT REQUESTS Utah Financial Empowerment Coalition ($15,000)/Presenter: Brittany Griffin Wayne Brown Institute ($40,000)/ Presenter: Trent Christensen Director's Report/ Presenter: Tom Brady Section Reports Compliance/Presenter: Ken Barton Enforcement/Presenter: Dave Hermansen Registration and Licensing/Presenter: Bryan Cowley TABS 4-10 | CONSIDERATION AND APPROVAL OF PROPOSED ORDERS Tab 4: Default Order/ SD-17-0021-0025 and SD-17-0028 In the matter of: Accelerated Wealth LLC, and Accelerated Wealth Group, LLC et al. Presenter: Jen Korb Tab 5: Stipulation and Consent Order/ SD-18-0025 In the matter of: Eric Dunbar Johnson Presenter: Francswai Grayson Tab 6: Stipulation and Consent Order/ SD-18-0027 In the matter of: Christopher Bradley Erwin Presenter: Francswai Grayson Tab 7:Stipulation and Consent Order/SD-19-0001 and SD-19-0002 In the matter of: Empire Energy and Spencer Kent Barton Presenter: Francswai Grayson Tab 8: Stipulation and Consent Order/SD-19-0029 and SD-19-0030 In the matter of: Divvee Social, Inc and Darren Olayan Presenter: Francswai Grayson Tab 9: Stipulation and Consent Order/ SD-19-0036 In the matter of: Stanley Secor Presenter: Chip Lyons Tab 10: Stipulation and Consent Order/SD-20-0010 In the matter of: Solium Financial Services LLC, CRD #147933 Presenter: Chip Lyons
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
This meeting will be a telephonic (i.e. electronic) meeting. If you should participate/join the telephonic meeting it's important you do the following: indicate your name (first & last), title (Counsel, public, Respondent, etc.) for the record. Telephonic Meeting Info: Dial-in: (US): 1.419.718.1174 Access PIN: 502 334#

Meeting Information

Meeting Location
160 East 300 South
Salt Lake City, UT 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 29, 2020 12:16 PM
Notice Last Edited On
January 12, 2021 03:19 PM

Download Attachments

File Name Category Date Added
03192020_Audio Recording.MP3 Audio Recording 2020/04/17 05:24 PM
03192020_Pending Minutes.pdf Meeting Minutes 2020/04/17 05:25 PM
01092020_Approved Minutes.pdf Meeting Minutes 2020/04/17 05:25 PM
03192020_Agenda.pdf Other 2020/03/16 07:16 PM

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