Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting, Hearing
- Event Start Date & Time
- March 19, 2020 08:00 AM
- Event End Date & Time
- March 19, 2020 12:00 PM
- Description/Agenda
- UTAH DIVISION OF SECURITIES | COMMISSION MEETING | AGENDA MARCH 19, 2020 | ELECTRONIC MEETING | 9:00 AM-12:00 PM WELCOME & CALL TO ORDER 9:00 AM TAB 1 Approval of Minutes January 9, 2020 TAB 2 Education Fund Expenditure Request/ Presenter: Bryan Cowley TAB 3 | GRANT REQUESTS Utah Financial Empowerment Coalition ($15,000)/Presenter: Brittany Griffin Wayne Brown Institute ($40,000)/ Presenter: Trent Christensen Director's Report/ Presenter: Tom Brady Section Reports Compliance/Presenter: Ken Barton Enforcement/Presenter: Dave Hermansen Registration and Licensing/Presenter: Bryan Cowley TABS 4-10 | CONSIDERATION AND APPROVAL OF PROPOSED ORDERS Tab 4: Default Order/ SD-17-0021-0025 and SD-17-0028 In the matter of: Accelerated Wealth LLC, and Accelerated Wealth Group, LLC et al. Presenter: Jen Korb Tab 5: Stipulation and Consent Order/ SD-18-0025 In the matter of: Eric Dunbar Johnson Presenter: Francswai Grayson Tab 6: Stipulation and Consent Order/ SD-18-0027 In the matter of: Christopher Bradley Erwin Presenter: Francswai Grayson Tab 7:Stipulation and Consent Order/SD-19-0001 and SD-19-0002 In the matter of: Empire Energy and Spencer Kent Barton Presenter: Francswai Grayson Tab 8: Stipulation and Consent Order/SD-19-0029 and SD-19-0030 In the matter of: Divvee Social, Inc and Darren Olayan Presenter: Francswai Grayson Tab 9: Stipulation and Consent Order/ SD-19-0036 In the matter of: Stanley Secor Presenter: Chip Lyons Tab 10: Stipulation and Consent Order/SD-20-0010 In the matter of: Solium Financial Services LLC, CRD #147933 Presenter: Chip Lyons
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- This meeting will be a telephonic (i.e. electronic) meeting. If you should participate/join the telephonic meeting it's important you do the following: indicate your name (first & last), title (Counsel, public, Respondent, etc.) for the record. Telephonic Meeting Info: Dial-in: (US): 1.419.718.1174 Access PIN: 502 334#
Meeting Information
- Meeting Location
-
160 East 300 South
Salt Lake City, UT 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 29, 2020 12:16 PM
- Notice Last Edited On
- January 12, 2021 03:19 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 03192020_Audio Recording.MP3 | Audio Recording | 2020/04/17 05:24 PM |
| 03192020_Pending Minutes.pdf | Meeting Minutes | 2020/04/17 05:25 PM |
| 01092020_Approved Minutes.pdf | Meeting Minutes | 2020/04/17 05:25 PM |
| 03192020_Agenda.pdf | Other | 2020/03/16 07:16 PM |
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