Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- January 9, 2020 09:00 AM
- Event End Date & Time
- January 9, 2020 12:00 PM
- Description/Agenda
- UTAH DIVISION OF SECURITIES | SECURITIES COMMISSION MEETING | AGENDA JANUARY 9, 2020 | ROOM 451 | 9:00AM-12:00PM WELCOME & CALL TO ORDER | 9:00AM TAB 1 Approval of Minutes | November 7, 2019 Directors Report | Tom Brady Section Reports Compliance | Ken Barton Enforcement |Dave Hermansen Investor Education | Karen McMullin Licensing & Registration | Bryan Cowley TAB 2 Education Fund Expenditure Request | Bryan Cowley TABS 3-8 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS TAB 3 Stipulation &Consent Order | SD-17-0036 | Lignell, Keith E. Presenter Francswai Grayson TAB 4 Stipulation & Consent Order | SD-17-0037 & SD-17-0038 | Mojo Fitness, LLC & Herrick, Jeffrey R. Presenter Francswai Grayson TAB 5 Stipulation & Consent Order | SD-18-0024 | Reincke, Richard Clayton Presenter Francswai Grayson TAB 6 Stipulation & Consent Order | SD-18-0026 | Johnson, Lars David Presenter Francswai Grayson TAB 7 Stipulation & Consent Order | SD-19-0014 | ProLung, Inc Presenter Francswai Grayson. TAB 8 Default Order | SD-18-0023 | Arenal Energy Corporation Presenter Paula Faerber
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 E 300 South
Salt Lake City, 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 02, 2020 06:53 PM
- Notice Last Edited On
- April 02, 2020 04:27 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| 01092020_SCM_Recording.MP3 | Audio Recording | 2020/01/29 11:55 AM |
| 11072019_SCM_Approved_Minutes.pdf | Meeting Minutes | 2020/01/10 02:18 PM |
| 01092020_SCM_Pending_Minutes.pdf | Meeting Minutes | 2020/04/02 04:27 PM |
| Executed Orders.pdf | Other | 2020/01/15 05:01 PM |
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