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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
January 9, 2020 09:00 AM
Event End Date & Time
January 9, 2020 12:00 PM
Description/Agenda
UTAH DIVISION OF SECURITIES | SECURITIES COMMISSION MEETING | AGENDA JANUARY 9, 2020 | ROOM 451 | 9:00AM-12:00PM WELCOME & CALL TO ORDER | 9:00AM TAB 1 Approval of Minutes | November 7, 2019 Directors Report | Tom Brady Section Reports Compliance | Ken Barton Enforcement |Dave Hermansen Investor Education | Karen McMullin Licensing & Registration | Bryan Cowley TAB 2 Education Fund Expenditure Request | Bryan Cowley TABS 3-8 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS TAB 3 Stipulation &Consent Order | SD-17-0036 | Lignell, Keith E. Presenter Francswai Grayson TAB 4 Stipulation & Consent Order | SD-17-0037 & SD-17-0038 | Mojo Fitness, LLC & Herrick, Jeffrey R. Presenter Francswai Grayson TAB 5 Stipulation & Consent Order | SD-18-0024 | Reincke, Richard Clayton Presenter Francswai Grayson TAB 6 Stipulation & Consent Order | SD-18-0026 | Johnson, Lars David Presenter Francswai Grayson TAB 7 Stipulation & Consent Order | SD-19-0014 | ProLung, Inc Presenter Francswai Grayson. TAB 8 Default Order | SD-18-0023 | Arenal Energy Corporation Presenter Paula Faerber
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 E 300 South
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 02, 2020 06:53 PM
Notice Last Edited On
April 02, 2020 04:27 PM

Download Attachments

File Name Category Date Added
01092020_SCM_Recording.MP3 Audio Recording 2020/01/29 11:55 AM
11072019_SCM_Approved_Minutes.pdf Meeting Minutes 2020/01/10 02:18 PM
01092020_SCM_Pending_Minutes.pdf Meeting Minutes 2020/04/02 04:27 PM
Executed Orders.pdf Other 2020/01/15 05:01 PM

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