UTAH DIVISION OF SECURITIES | SECURITIES COMMISSION MEETING | AGENDA
JANUARY 9, 2020 | ROOM 451 | 9:00AM-12:00PM
WELCOME & CALL TO ORDER | 9:00AM
TAB 1
Approval of Minutes | November 7, 2019
Directors Report | Tom Brady
Section Reports
Compliance | Ken Barton
Enforcement |Dave Hermansen
Investor Education | Karen McMullin
Licensing & Registration | Bryan Cowley
TAB 2
Education Fund Expenditure Request | Bryan Cowley
TABS 3-8 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS
TAB 3
Stipulation &Consent Order | SD-17-0036 | Lignell, Keith E.
Presenter Francswai Grayson
TAB 4
Stipulation & Consent Order | SD-17-0037 & SD-17-0038 | Mojo Fitness, LLC & Herrick, Jeffrey R.
Presenter Francswai Grayson
TAB 5
Stipulation & Consent Order | SD-18-0024 | Reincke, Richard Clayton
Presenter Francswai Grayson
TAB 6
Stipulation & Consent Order | SD-18-0026 | Johnson, Lars David
Presenter Francswai Grayson
TAB 7
Stipulation & Consent Order | SD-19-0014 | ProLung, Inc
Presenter Francswai Grayson.
TAB 8
Default Order | SD-18-0023 | Arenal Energy Corporation
Presenter Paula Faerber
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.