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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
August 2, 2018 09:00 AM
Event End Date & Time
August 2, 2018 12:00 PM
Description/Agenda
Utah Securities Commission August 2, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the May 24, 2018 Minutes Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: James Cameron Lee; SD-16-0040: Stipulation and Consent Order: Dee Johnson PAWZ Inc., Greg Andrew Crook; SD-16-0049, SD-16-0050: Stipulation and Consent Order: Dee Johnson Roger Edward Taylor; FFCF Investors, LLC; SD-18-0001, SD-18-0002: Stipulation and Consent Order: Ken Barton Total RIG Services, LLC; Dyad Environmental LLC, TTU Enterprises LLC, Black Rock Aggregates LLC, Summit Oilfield Services, LLC, Ryan Richard West; SD-18-0007, SD-18-0008, SD-18-0009, SD-18-0010, SD-18-0011, SD-18-0012: Recommended Order on Default. Jenn Korb Hearing schedule: 10:00 a.m. - 11:00 a.m. In the Matter of Utah Gold and Silver Depository, LLC, Craig Anthony Franco; SD-14-0019; SD-14-0020; SD-16-0035; SD-16-0036: Motion for Summary Judgment 'Recommended Default Order 11:00 a.m. - 1:00 p.m. In the Matter of Stephen Brandley, Clearwater Funding, LLC; SD-16-0039; SD-16-0041: Stipulation and Consent Order Fine Amount
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 23, 2018 08:03 AM
Notice Last Edited On
July 31, 2018 02:09 PM

Download Attachments

File Name Category Date Added
Audio_2018_08_02.mp3 Audio Recording 2018/08/03 09:23 AM
Audio_Hearing _2018_08_02.mp3 Audio Recording 2018/08/03 09:24 AM
Audio_Hearing_2018_08_02.mp3 Audio Recording 2018/08/03 09:24 AM
Proposed Minutes_2018_08_02.pdf Meeting Minutes 2018/08/10 08:22 AM
Orders_2018_08_02.pdf Other 2018/08/06 03:00 PM

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