Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- August 2, 2018 09:00 AM
- Event End Date & Time
- August 2, 2018 12:00 PM
- Description/Agenda
- Utah Securities Commission August 2, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the May 24, 2018 Minutes Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: James Cameron Lee; SD-16-0040: Stipulation and Consent Order: Dee Johnson PAWZ Inc., Greg Andrew Crook; SD-16-0049, SD-16-0050: Stipulation and Consent Order: Dee Johnson Roger Edward Taylor; FFCF Investors, LLC; SD-18-0001, SD-18-0002: Stipulation and Consent Order: Ken Barton Total RIG Services, LLC; Dyad Environmental LLC, TTU Enterprises LLC, Black Rock Aggregates LLC, Summit Oilfield Services, LLC, Ryan Richard West; SD-18-0007, SD-18-0008, SD-18-0009, SD-18-0010, SD-18-0011, SD-18-0012: Recommended Order on Default. Jenn Korb Hearing schedule: 10:00 a.m. - 11:00 a.m. In the Matter of Utah Gold and Silver Depository, LLC, Craig Anthony Franco; SD-14-0019; SD-14-0020; SD-16-0035; SD-16-0036: Motion for Summary Judgment 'Recommended Default Order 11:00 a.m. - 1:00 p.m. In the Matter of Stephen Brandley, Clearwater Funding, LLC; SD-16-0039; SD-16-0041: Stipulation and Consent Order Fine Amount
- Notice of Special Accommodations (ADA)
- Compliant.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City, 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 23, 2018 08:03 AM
- Notice Last Edited On
- July 31, 2018 02:09 PM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio_2018_08_02.mp3 | Audio Recording | 2018/08/03 09:23 AM |
| Audio_Hearing _2018_08_02.mp3 | Audio Recording | 2018/08/03 09:24 AM |
| Audio_Hearing_2018_08_02.mp3 | Audio Recording | 2018/08/03 09:24 AM |
| Proposed Minutes_2018_08_02.pdf | Meeting Minutes | 2018/08/10 08:22 AM |
| Orders_2018_08_02.pdf | Other | 2018/08/06 03:00 PM |
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