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General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Notice Type(s)
Notice, Meeting
Event Start Date & Time
August 2, 2018 09:00 AM
Event End Date & Time
August 2, 2018 12:00 PM
Utah Securities Commission August 2, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the May 24, 2018 Minutes Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: James Cameron Lee; SD-16-0040: Stipulation and Consent Order: Dee Johnson PAWZ Inc., Greg Andrew Crook; SD-16-0049, SD-16-0050: Stipulation and Consent Order: Dee Johnson Roger Edward Taylor; FFCF Investors, LLC; SD-18-0001, SD-18-0002: Stipulation and Consent Order: Ken Barton Total RIG Services, LLC; Dyad Environmental LLC, TTU Enterprises LLC, Black Rock Aggregates LLC, Summit Oilfield Services, LLC, Ryan Richard West; SD-18-0007, SD-18-0008, SD-18-0009, SD-18-0010, SD-18-0011, SD-18-0012: Recommended Order on Default. Jenn Korb Hearing schedule: 10:00 a.m. - 11:00 a.m. In the Matter of Utah Gold and Silver Depository, LLC, Craig Anthony Franco; SD-14-0019; SD-14-0020; SD-16-0035; SD-16-0036: Motion for Summary Judgment 'Recommended Default Order 11:00 a.m. - 1:00 p.m. In the Matter of Stephen Brandley, Clearwater Funding, LLC; SD-16-0039; SD-16-0041: Stipulation and Consent Order Fine Amount
Notice of Special Accommodations (ADA)
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
Contact Phone

Notice Posting Details

Notice Posted On
January 23, 2018 08:03 AM
Notice Last Edited On
July 31, 2018 02:09 PM

Download Attachments

File Name Category Date Added
Audio_2018_08_02.mp3 Audio Recording 2018/08/03 09:23 AM
Audio_Hearing _2018_08_02.mp3 Audio Recording 2018/08/03 09:24 AM
Audio_Hearing_2018_08_02.mp3 Audio Recording 2018/08/03 09:24 AM
Proposed Minutes_2018_08_02.pdf Meeting Minutes 2018/08/10 08:22 AM
Orders_2018_08_02.pdf Other 2018/08/06 03:00 PM


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