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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting
Notice Type: Notice, Meeting
Event Start Date & Time: August 2, 2018 10:00 AM
Event End Date & Time: August 2, 2018 01:00 PM
Description/Agenda:
Utah Securities Commission August 2, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the May 24, 2018 Minutes Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: James Cameron Lee; SD-16-0040: Stipulation and Consent Order: Dee Johnson PAWZ Inc., Greg Andrew Crook; SD-16-0049, SD-16-0050: Stipulation and Consent Order: Dee Johnson Roger Edward Taylor; FFCF Investors, LLC; SD-18-0001, SD-18-0002: Stipulation and Consent Order: Ken Barton Total RIG Services, LLC; Dyad Environmental LLC, TTU Enterprises LLC, Black Rock Aggregates LLC, Summit Oilfield Services, LLC, Ryan Richard West; SD-18-0007, SD-18-0008, SD-18-0009, SD-18-0010, SD-18-0011, SD-18-0012: Recommended Order on Default. Jenn Korb Hearing schedule: 10:00 a.m. - 11:00 a.m. In the Matter of Utah Gold and Silver Depository, LLC, Craig Anthony Franco; SD-14-0019; SD-14-0020; SD-16-0035; SD-16-0036: Motion for Summary Judgment 'Recommended Default Order 11:00 a.m. - 1:00 p.m. In the Matter of Stephen Brandley, Clearwater Funding, LLC; SD-16-0039; SD-16-0041: Stipulation and Consent Order Fine Amount
Notice of Special Accommodations:
Compliant.
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: January 23, 2018 08:03 AM
This notice was last edited on:
July 31, 2018 03:09 PM
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