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General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Notice Type(s)
Notice, Meeting
Event Start Date & Time
May 24, 2018 09:00 AM
Event End Date & Time
May 24, 2018 12:00 PM
Department of Commerce Utah Securities Commission May 24, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the March 22, 2018 Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Grant Request - Junior Achievement of Utah ($5,000): Christy Tribe Consideration and Approval of Proposed Orders: Douglas P. Beecher; AMALIA, LLC; ASOM Group, INC.; and Alpine MTG Associates, LP: SD-16-0003, SD-16-004, SD-16-0047, SD-16-0048; Order on Motion for Default: Jen Korb Empire Financial Service, LLC and Bret R. Cartwright; SD-17-0051, SD-17-0052; Order on Motion for Default: Jen Korb John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043; Stipulation and Consent Order: Dee Johnson 10:00 a.m. Hearing: In the Matter of John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043
Notice of Special Accommodations (ADA)
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
Division of Securities
160 East 300 South 4th Floor Room 451
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
Contact Phone

Notice Posting Details

Notice Posted On
January 23, 2018 07:55 AM
Notice Last Edited On
May 24, 2018 01:10 PM

Download Attachments

File Name Category Date Added
Audio_2018_05_24.mp3 Audio Recording 2018/05/24 01:09 PM
Audio_Hearing_2018_05_24.mp3 Audio Recording 2018/05/24 01:09 PM
Final Minutes_2018_05_24.pdf Meeting Minutes 2018/08/03 09:41 AM
Orders_2018_05_24.pdf Other 2018/05/25 11:28 AM


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