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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
May 24, 2018 09:00 AM
Event End Date & Time
May 24, 2018 12:00 PM
Description/Agenda
Department of Commerce Utah Securities Commission May 24, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the March 22, 2018 Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Grant Request - Junior Achievement of Utah ($5,000): Christy Tribe Consideration and Approval of Proposed Orders: Douglas P. Beecher; AMALIA, LLC; ASOM Group, INC.; and Alpine MTG Associates, LP: SD-16-0003, SD-16-004, SD-16-0047, SD-16-0048; Order on Motion for Default: Jen Korb Empire Financial Service, LLC and Bret R. Cartwright; SD-17-0051, SD-17-0052; Order on Motion for Default: Jen Korb John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043; Stipulation and Consent Order: Dee Johnson 10:00 a.m. Hearing: In the Matter of John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Division of Securities
160 East 300 South 4th Floor Room 451
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 23, 2018 07:55 AM
Notice Last Edited On
May 24, 2018 01:10 PM

Download Attachments

File Name Category Date Added
Audio_2018_05_24.mp3 Audio Recording 2018/05/24 01:09 PM
Audio_Hearing_2018_05_24.mp3 Audio Recording 2018/05/24 01:09 PM
Final Minutes_2018_05_24.pdf Meeting Minutes 2018/08/03 09:41 AM
Orders_2018_05_24.pdf Other 2018/05/25 11:28 AM

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