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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Notice, Meeting

Event Start Date & Time: May 24, 2018 09:00 AM

Event End Date & Time: May 24, 2018 12:00 PM


Department of Commerce
Utah Securities Commission
May 24, 2018
Room 451-9:00 A.M.

Welcome & Call to Order

Approval of the March 22, 2018
Director's Report:  Tom Brady
Section Reports: 
Enforcement:  Dave Hermansen
Compliance:  Ken Barton
Registration & Licensing:  Bryan Cowley
Investor Education:  Karen McMullin

Education and Training Fund Report:  Bryan Cowley

Grant Request - Junior Achievement of Utah ($5,000):  Christy Tribe

Consideration and Approval of Proposed Orders:
Douglas P. Beecher; AMALIA, LLC; ASOM Group, INC.; and Alpine MTG Associates, LP:  SD-16-0003, SD-16-004, SD-16-0047, SD-16-0048; Order on Motion for Default:  Jen Korb

Empire Financial Service, LLC and Bret R. Cartwright; SD-17-0051, SD-17-0052; Order on Motion for Default:  Jen Korb

John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043; Stipulation and Consent Order:   Dee Johnson

10:00 a.m. Hearing:  In the Matter of John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043

Notice of Special Accommodations:


Notice of Electronic or telephone participation:


Other Information

This notice was posted on: January 23, 2018 07:55 AM
This notice was last edited on: May 24, 2018 01:10 PM

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