Securities Commission Meeting

Notice Title: Securities Commission Meeting
Notice Subject(s): Securities
Notice Type(s): Notice, Meeting
Event Start Date & Time: May 24, 2018 09:00 AM
Event End Date & Time: May 24, 2018 12:00 PM
Description/Agenda: Department of Commerce Utah Securities Commission May 24, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the March 22, 2018 Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Grant Request - Junior Achievement of Utah ($5,000): Christy Tribe Consideration and Approval of Proposed Orders: Douglas P. Beecher; AMALIA, LLC; ASOM Group, INC.; and Alpine MTG Associates, LP: SD-16-0003, SD-16-004, SD-16-0047, SD-16-0048; Order on Motion for Default: Jen Korb Empire Financial Service, LLC and Bret R. Cartwright; SD-17-0051, SD-17-0052; Order on Motion for Default: Jen Korb John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043; Stipulation and Consent Order: Dee Johnson 10:00 a.m. Hearing: In the Matter of John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043
Notice of Special Accommodations (ADA): Compliant.
Notice of Electronic or Telephone Participation: N/A

Meeting Location: Division of Securities
160 East 300 South 4th Floor Room 451
Salt Lake City, 84111
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Contact Name: Ashlee Buchholz
Contact Email: abuchholz@utah.gov
Contact Phone: (801)530-6436

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