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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting
Notice Type: Notice, Meeting
Event Start Date & Time: May 24, 2018 09:00 AM
Event End Date & Time: May 24, 2018 12:00 PM
Description/Agenda:
Department of Commerce Utah Securities Commission May 24, 2018 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the March 22, 2018 Director's Report: Tom Brady Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Grant Request - Junior Achievement of Utah ($5,000): Christy Tribe Consideration and Approval of Proposed Orders: Douglas P. Beecher; AMALIA, LLC; ASOM Group, INC.; and Alpine MTG Associates, LP: SD-16-0003, SD-16-004, SD-16-0047, SD-16-0048; Order on Motion for Default: Jen Korb Empire Financial Service, LLC and Bret R. Cartwright; SD-17-0051, SD-17-0052; Order on Motion for Default: Jen Korb John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043; Stipulation and Consent Order: Dee Johnson 10:00 a.m. Hearing: In the Matter of John Zane Jeppesen and Jeppesen Land Properties; SD-16-0042, SD-16-0043
Notice of Special Accommodations:
Compliant.
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: January 23, 2018 07:55 AM
This notice was last edited on:
May 24, 2018 01:10 PM
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