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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
March 22, 2018 09:00 AM
Event End Date & Time
March 22, 2018 12:00 PM
Description/Agenda
Revised 3/20/2018 at 2:36 pm Utah Securities Commission March 22, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 25, 2018 Director's Report: Keith Woodwell *New Pointe Development, LLC, Donnielle K. Schroeder; SD-17-0043, SD-17-0044: Default Order: Tom Melton/Jennifer Korb Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Investor Education: Keith Woodwell Registration & Licensing: Bryan Cowley Education and Training Fund Report: Bryan Cowley Grant Request: AARP Utah $20,000: Laura Polacheck Grant Request: Utah Financial Planning Association $5,000: Jeff Brimhall Consideration and Approval of Proposed Orders: National Gold, Inc., James C. Barrus, Brent C. Alder, Brent H. Gundersen, Lloyd B. Sharp; SD-17-0045, SD-17-0046, SD-17-0047, SD-17-0049, SD-17-0050: Default Order: Paula Faerber Lane Bird, SD-11-0026; Order on Motion for Summary Judgment: Paula Faerber *Copper Basin, LLC, Brandon Edward Clark, Adrian Jeremy Tuttle SD-17-0053, SD-17-0054, SD-17-0055: Default Order: Paula Faerber Cortney Blaine Pierce; SD-16-0046: Stipulation and Consent Order: Dave Hermansen Casey J. Wilson; SD-17-0035: Stipulation and Consent Order: Liz Blaylock
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 23, 2018 07:52 AM
Notice Last Edited On
March 23, 2018 10:04 AM

Download Attachments

File Name Category Date Added
Audio_2018_03_22.mp3 Audio Recording 2018/03/23 10:04 AM
Final Minutes_2018_03_22 .pdf Meeting Minutes 2018/05/25 11:27 AM
Orders_2018_03_22.pdf Other 2018/03/23 10:03 AM

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