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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting
Notice Type: Notice, Meeting
Event Start Date & Time: March 22, 2018 10:00 AM
Event End Date & Time: March 22, 2018 01:00 PM
Description/Agenda:
Revised 3/20/2018 at 2:36 pm Utah Securities Commission March 22, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 25, 2018 Director's Report: Keith Woodwell *New Pointe Development, LLC, Donnielle K. Schroeder; SD-17-0043, SD-17-0044: Default Order: Tom Melton/Jennifer Korb Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Investor Education: Keith Woodwell Registration & Licensing: Bryan Cowley Education and Training Fund Report: Bryan Cowley Grant Request: AARP Utah $20,000: Laura Polacheck Grant Request: Utah Financial Planning Association $5,000: Jeff Brimhall Consideration and Approval of Proposed Orders: National Gold, Inc., James C. Barrus, Brent C. Alder, Brent H. Gundersen, Lloyd B. Sharp; SD-17-0045, SD-17-0046, SD-17-0047, SD-17-0049, SD-17-0050: Default Order: Paula Faerber Lane Bird, SD-11-0026; Order on Motion for Summary Judgment: Paula Faerber *Copper Basin, LLC, Brandon Edward Clark, Adrian Jeremy Tuttle SD-17-0053, SD-17-0054, SD-17-0055: Default Order: Paula Faerber Cortney Blaine Pierce; SD-16-0046: Stipulation and Consent Order: Dave Hermansen Casey J. Wilson; SD-17-0035: Stipulation and Consent Order: Liz Blaylock
Notice of Special Accommodations:
Compliant.
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: January 23, 2018 07:52 AM
This notice was last edited on:
March 23, 2018 11:04 AM
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