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General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Notice Type(s)
Notice, Meeting
Event Start Date & Time
March 22, 2018 09:00 AM
Event End Date & Time
March 22, 2018 12:00 PM
Revised 3/20/2018 at 2:36 pm Utah Securities Commission March 22, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 25, 2018 Director's Report: Keith Woodwell *New Pointe Development, LLC, Donnielle K. Schroeder; SD-17-0043, SD-17-0044: Default Order: Tom Melton/Jennifer Korb Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Investor Education: Keith Woodwell Registration & Licensing: Bryan Cowley Education and Training Fund Report: Bryan Cowley Grant Request: AARP Utah $20,000: Laura Polacheck Grant Request: Utah Financial Planning Association $5,000: Jeff Brimhall Consideration and Approval of Proposed Orders: National Gold, Inc., James C. Barrus, Brent C. Alder, Brent H. Gundersen, Lloyd B. Sharp; SD-17-0045, SD-17-0046, SD-17-0047, SD-17-0049, SD-17-0050: Default Order: Paula Faerber Lane Bird, SD-11-0026; Order on Motion for Summary Judgment: Paula Faerber *Copper Basin, LLC, Brandon Edward Clark, Adrian Jeremy Tuttle SD-17-0053, SD-17-0054, SD-17-0055: Default Order: Paula Faerber Cortney Blaine Pierce; SD-16-0046: Stipulation and Consent Order: Dave Hermansen Casey J. Wilson; SD-17-0035: Stipulation and Consent Order: Liz Blaylock
Notice of Special Accommodations (ADA)
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
Contact Phone

Notice Posting Details

Notice Posted On
January 23, 2018 07:52 AM
Notice Last Edited On
March 23, 2018 10:04 AM

Download Attachments

File Name Category Date Added
Audio_2018_03_22.mp3 Audio Recording 2018/03/23 10:04 AM
Final Minutes_2018_03_22 .pdf Meeting Minutes 2018/05/25 11:27 AM
Orders_2018_03_22.pdf Other 2018/03/23 10:03 AM


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