Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Notice, Meeting
- Event Start Date & Time
- March 22, 2018 09:00 AM
- Event End Date & Time
- March 22, 2018 12:00 PM
- Description/Agenda
- Revised 3/20/2018 at 2:36 pm Utah Securities Commission March 22, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 25, 2018 Director's Report: Keith Woodwell *New Pointe Development, LLC, Donnielle K. Schroeder; SD-17-0043, SD-17-0044: Default Order: Tom Melton/Jennifer Korb Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Investor Education: Keith Woodwell Registration & Licensing: Bryan Cowley Education and Training Fund Report: Bryan Cowley Grant Request: AARP Utah $20,000: Laura Polacheck Grant Request: Utah Financial Planning Association $5,000: Jeff Brimhall Consideration and Approval of Proposed Orders: National Gold, Inc., James C. Barrus, Brent C. Alder, Brent H. Gundersen, Lloyd B. Sharp; SD-17-0045, SD-17-0046, SD-17-0047, SD-17-0049, SD-17-0050: Default Order: Paula Faerber Lane Bird, SD-11-0026; Order on Motion for Summary Judgment: Paula Faerber *Copper Basin, LLC, Brandon Edward Clark, Adrian Jeremy Tuttle SD-17-0053, SD-17-0054, SD-17-0055: Default Order: Paula Faerber Cortney Blaine Pierce; SD-16-0046: Stipulation and Consent Order: Dave Hermansen Casey J. Wilson; SD-17-0035: Stipulation and Consent Order: Liz Blaylock
- Notice of Special Accommodations (ADA)
- Compliant.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City, 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 23, 2018 07:52 AM
- Notice Last Edited On
- March 23, 2018 10:04 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio_2018_03_22.mp3 | Audio Recording | 2018/03/23 10:04 AM |
| Final Minutes_2018_03_22 .pdf | Meeting Minutes | 2018/05/25 11:27 AM |
| Orders_2018_03_22.pdf | Other | 2018/03/23 10:03 AM |
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