Securities Commission Meeting

Notice Title: Securities Commission Meeting
Notice Subject(s): Securities
Notice Type(s): Notice, Meeting
Event Start Date & Time: January 24, 2018 09:00 AM
Event End Date & Time: January 24, 2018 11:00 AM
Description/Agenda: Utah Securities Commission January 25, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the December 7, 2017 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration and Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order: Liz Blaylock Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034: Stipulation and Consent Order: Liz Blaylock Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038: Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order: Administrative Law Judge Dibb
Notice of Special Accommodations (ADA): Compliant.
Notice of Electronic or Telephone Participation: N/A

Meeting Location: Heber M. Wells Building
160 East 300 South, 2nd Floor
Salt Lake City, 84111
Show in Apple Maps Show in Google Maps
Contact Name: PBM-00005299
Contact Email: abuchholz@utah.gov
Contact Phone: (801)530-6436

File Name	Category	Date Added
Audio_2018_01_25.mp3	Audio Recording	2018/01/25 11:52 AM
Final Minutes _2018_01_25.pdf	Meeting Minutes	2018/03/23 10:02 AM
Proposed Meeting Minutes.docx	Meeting Minutes	2019/02/08 08:24 AM
Orders_2018_01_25.pdf	Other	2018/01/31 11:24 AM

Subscription options will send you alerts regarding future notices posted by this Body.

Utah.gov