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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting
Notice Type: Notice, Meeting
Event Start Date & Time: January 24, 2018 09:00 AM
Event End Date & Time: January 24, 2018 11:00 AM
Description/Agenda:
Utah Securities Commission January 25, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the December 7, 2017 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration and Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order: Liz Blaylock Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034: Stipulation and Consent Order: Liz Blaylock Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038: Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order: Administrative Law Judge Dibb
Notice of Special Accommodations:
Compliant.
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: January 17, 2018 01:47 PM
This notice was last edited on:
February 08, 2019 08:25 AM
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