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Securities Commission Meeting

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General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Notice Type(s)
Notice, Meeting
Event Start Date & Time
January 24, 2018 09:00 AM
Event End Date & Time
January 24, 2018 11:00 AM
Utah Securities Commission January 25, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the December 7, 2017 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration and Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order: Liz Blaylock Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034: Stipulation and Consent Order: Liz Blaylock Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038: Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order: Administrative Law Judge Dibb
Notice of Special Accommodations (ADA)
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
Heber M. Wells Building
160 East 300 South, 2nd Floor
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
Contact Phone

Notice Posting Details

Notice Posted On
January 17, 2018 01:47 PM
Notice Last Edited On
February 08, 2019 08:25 AM

Download Attachments

File Name Category Date Added
Audio_2018_01_25.mp3 Audio Recording 2018/01/25 11:52 AM
Final Minutes _2018_01_25.pdf Meeting Minutes 2018/03/23 10:02 AM
Proposed Meeting Minutes.docx Meeting Minutes 2019/02/08 08:24 AM
Orders_2018_01_25.pdf Other 2018/01/31 11:24 AM


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