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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Notice, Meeting
Event Start Date & Time
January 24, 2018 09:00 AM
Event End Date & Time
January 24, 2018 11:00 AM
Description/Agenda
Utah Securities Commission January 25, 2018 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the December 7, 2017 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration and Licensing: Bryan Cowley Investor Education: Karen McMullin Education and Training Fund Report: Bryan Cowley Consideration and Approval of Proposed Orders: Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order: Liz Blaylock Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034: Stipulation and Consent Order: Liz Blaylock Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038: Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order: Administrative Law Judge Dibb
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Heber M. Wells Building
160 East 300 South, 2nd Floor
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 17, 2018 01:47 PM
Notice Last Edited On
February 08, 2019 08:25 AM

Download Attachments

File Name Category Date Added
Audio_2018_01_25.mp3 Audio Recording 2018/01/25 11:52 AM
Final Minutes _2018_01_25.pdf Meeting Minutes 2018/03/23 10:02 AM
Proposed Meeting Minutes.docx Meeting Minutes 2019/02/08 08:24 AM
Orders_2018_01_25.pdf Other 2018/01/31 11:24 AM

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