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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Notice, Meeting

Event Start Date & Time: January 25, 2018 09:00 AM

Event End Date & Time: January 25, 2018 11:00 AM

Description/Agenda:

Utah Securities Commission
January 25, 2018
Room 403-9:00 A.M.
Agenda 

Welcome & Call to Order

Approval of the December 7, 2017 Minutes

Director's Report:  Keith Woodwell 
		
Section Reports:
Enforcement:  Dave Hermansen
Compliance:  Ken Barton
Registration and Licensing:  Bryan Cowley
Investor Education:  Karen McMullin

Education and Training Fund Report:  Bryan Cowley

Consideration and Approval of Proposed Orders:
Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order:  Liz Blaylock

Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034:  Stipulation and Consent Order:  Liz Blaylock

Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038:  Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order:  Administrative Law Judge Dibb

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: January 17, 2018 01:47 PM
This notice was last edited on: February 23, 2018 01:38 PM

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