Utah Securities Commission
January 25, 2018
Room 403-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the December 7, 2017 Minutes
Director's Report: Keith Woodwell
Section Reports:
Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration and Licensing: Bryan Cowley
Investor Education: Karen McMullin
Education and Training Fund Report: Bryan Cowley
Consideration and Approval of Proposed Orders:
Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order: Liz Blaylock
Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034: Stipulation and Consent Order: Liz Blaylock
Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038: Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order: Administrative Law Judge Dibb