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Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting
Notice Type: Meeting
Event Start Date & Time: December 7, 2017 09:00 AM
Event End Date & Time: December 7, 2017 12:00 PM
Description/Agenda:
Amended 12/5/2017 at 9:35 a.m. Utah Securities Commission December 7, 2017 Room 451-9:00 A.M. Agenda Welcome & Call to Order Approval of the October 19, 2017 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Andreo Micic Compliance: Ken Barton Investor Education: Karen McMullin Registration & Licensing: Bryan Cowley Education and Training Fund Report: Keith Woodwell/Bryan Cowley Consideration and Approval of Proposed Orders: Town and Country; SD-17-0040; Stipulation and Consent Order. Presenting: Paula Faerber Casey Wilson; SD-17-0035; Stipulation and Consent Order. Presenting: Liz Blaylock Donald Daniel; SD-17-0027; Default Order. Presenting: Jen Korb Jack Phillips; SD-12-0001; Stipulation and Consent Order. Presenting: Keith Woodwell Ascendus Capital Management, LLC; Richard T. Smith; SD-10-0070; SD-10-0071. Presenting: Paula Faerber
Notice of Special Accommodations:
Compliant.
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: January 30, 2017 11:35 AM
This notice was last edited on:
December 05, 2017 01:48 PM
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