Amended
12/5/2017 at 9:35 a.m.
Utah Securities Commission
December 7, 2017
Room 451-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the October 19, 2017 Minutes
Director's Report: Keith Woodwell
Section Reports:
Enforcement: Andreo Micic
Compliance: Ken Barton
Investor Education: Karen McMullin
Registration & Licensing: Bryan Cowley
Education and Training Fund Report: Keith Woodwell/Bryan Cowley
Consideration and Approval of Proposed Orders:
Town and Country; SD-17-0040; Stipulation and Consent Order. Presenting: Paula Faerber
Casey Wilson; SD-17-0035; Stipulation and Consent Order. Presenting: Liz Blaylock
Donald Daniel; SD-17-0027; Default Order. Presenting: Jen Korb
Jack Phillips; SD-12-0001; Stipulation and Consent Order. Presenting: Keith Woodwell
Ascendus Capital Management, LLC; Richard T. Smith; SD-10-0070; SD-10-0071. Presenting: Paula Faerber