Utah Securities Commission
March 23, 2017
Room 403-1pm
Agenda
Welcome & Call to Order
Approval of the January 26, 2017 Minutes
Director's Report: Keith Woodwell
2017 Legislative Session
Section Reports:
Enforcement:Dave Hermansen
Compliance: Ken Barton
Licensing: Benjamin Johnson
Investor Education: Dee Johnson
Grant Application: Jr. Achievement of Utah ($5,000): Christy Tribe
Grant Application: Utah Financial Planning Association ($5,000): Jerry Garrett
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Tonya Schnae Brown; SD-15-0035; Order on Motion for Default: Jen Korb
2:00pm: Hearing (Theral L Ledward/Wealth Building Systems, LLC)