Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- March 23, 2017 01:00 PM
- Event End Date & Time
- March 23, 2017 05:00 PM
- Description/Agenda
- Utah Securities Commission March 23, 2017 Room 403-1pm Agenda Welcome & Call to Order Approval of the January 26, 2017 Minutes Director's Report: Keith Woodwell 2017 Legislative Session Section Reports: Enforcement:Dave Hermansen Compliance: Ken Barton Licensing: Benjamin Johnson Investor Education: Dee Johnson Grant Application: Jr. Achievement of Utah ($5,000): Christy Tribe Grant Application: Utah Financial Planning Association ($5,000): Jerry Garrett Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tonya Schnae Brown; SD-15-0035; Order on Motion for Default: Jen Korb 2:00pm: Hearing (Theral L Ledward/Wealth Building Systems, LLC)
- Notice of Special Accommodations (ADA)
- Compliant.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
Heber M. Wells Building, (Room 403)
160 East 300 South
Salt Lake City, 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- January 30, 2017 11:23 AM
- Notice Last Edited On
- March 21, 2017 09:04 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio_2017_03_23.mp3 | Audio Recording | 2017/03/24 10:17 AM |
| Audio_Hearing _2017_03_23 Part 1.mp3 | Audio Recording | 2017/03/24 10:18 AM |
| Audio_Hearing_2017_03_23_Part2.mp3 | Audio Recording | 2017/03/24 10:18 AM |
| Final Minutes 2017_03_23.pdf | Meeting Minutes | 2017/05/26 03:04 PM |
| Order_2017_03_23.pdf | Other | 2017/03/27 09:01 AM |
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