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Securities Commission Meeting

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General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
March 23, 2017 01:00 PM
Event End Date & Time
March 23, 2017 05:00 PM
Description/Agenda
Utah Securities Commission March 23, 2017 Room 403-1pm Agenda Welcome & Call to Order Approval of the January 26, 2017 Minutes Director's Report: Keith Woodwell 2017 Legislative Session Section Reports: Enforcement:Dave Hermansen Compliance: Ken Barton Licensing: Benjamin Johnson Investor Education: Dee Johnson Grant Application: Jr. Achievement of Utah ($5,000): Christy Tribe Grant Application: Utah Financial Planning Association ($5,000): Jerry Garrett Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tonya Schnae Brown; SD-15-0035; Order on Motion for Default: Jen Korb 2:00pm: Hearing (Theral L Ledward/Wealth Building Systems, LLC)
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Heber M. Wells Building, (Room 403)
160 East 300 South
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 30, 2017 11:23 AM
Notice Last Edited On
March 21, 2017 09:04 AM

Download Attachments

File Name Category Date Added
Audio_2017_03_23.mp3 Audio Recording 2017/03/24 10:17 AM
Audio_Hearing _2017_03_23 Part 1.mp3 Audio Recording 2017/03/24 10:18 AM
Audio_Hearing_2017_03_23_Part2.mp3 Audio Recording 2017/03/24 10:18 AM
Final Minutes 2017_03_23.pdf Meeting Minutes 2017/05/26 03:04 PM
Order_2017_03_23.pdf Other 2017/03/27 09:01 AM


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