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Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

Add Notice to Calendar

Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
March 23, 2017 01:00 PM
Event End Date & Time
March 23, 2017 05:00 PM
Description/Agenda
Utah Securities Commission March 23, 2017 Room 403-1pm Agenda Welcome & Call to Order Approval of the January 26, 2017 Minutes Director's Report: Keith Woodwell 2017 Legislative Session Section Reports: Enforcement:Dave Hermansen Compliance: Ken Barton Licensing: Benjamin Johnson Investor Education: Dee Johnson Grant Application: Jr. Achievement of Utah ($5,000): Christy Tribe Grant Application: Utah Financial Planning Association ($5,000): Jerry Garrett Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Tonya Schnae Brown; SD-15-0035; Order on Motion for Default: Jen Korb 2:00pm: Hearing (Theral L Ledward/Wealth Building Systems, LLC)
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Heber M. Wells Building, (Room 403)
160 East 300 South
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
January 30, 2017 11:23 AM
Notice Last Edited On
March 21, 2017 09:04 AM

Download Attachments

File Name Category Date Added
Audio_2017_03_23.mp3 Audio Recording 2017/03/24 10:17 AM
Audio_Hearing _2017_03_23 Part 1.mp3 Audio Recording 2017/03/24 10:18 AM
Audio_Hearing_2017_03_23_Part2.mp3 Audio Recording 2017/03/24 10:18 AM
Final Minutes 2017_03_23.pdf Meeting Minutes 2017/05/26 03:04 PM
Order_2017_03_23.pdf Other 2017/03/27 09:01 AM

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