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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Meeting

Event Start Date & Time: March 23, 2017 01:00 PM

Event End Date & Time: March 23, 2017 05:00 PM

Description/Agenda: 

Utah Securities Commission
March 23, 2017
Room 403-1pm
Agenda 



Welcome & Call to Order

Approval of the January 26, 2017 Minutes

Director's Report:  Keith Woodwell 
			    2017 Legislative Session
Section Reports:
Enforcement:Dave Hermansen
Compliance:  Ken Barton
Licensing:     Benjamin Johnson
Investor Education:  Dee Johnson

Grant Application:  Jr. Achievement of Utah ($5,000):  Christy Tribe

Grant Application:  Utah Financial Planning Association ($5,000):  Jerry Garrett

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Tonya Schnae Brown; SD-15-0035; Order on Motion for Default:  Jen Korb

2:00pm:  Hearing (Theral L Ledward/Wealth Building Systems, LLC)

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: January 30, 2017 11:23 AM
This notice was last edited on: March 21, 2017 09:04 AM

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