Utah Securities Commission
September 22, 2016
Room 403-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the August 4, 2016 Minutes
Director's Report: Keith Woodwell
Section Reports: Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin
Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Michael L. Douros and Real Estate Equity Solutions, LLC; SD-16-0013, SD-16-0014: Order on Motion for Default. Wayne Jones.
Gary C. Nielson; SD-15-0049: Order on Motion for Default. Jennifer Korb.
Lori Anderson and SMTS Association, a Utah DBA, SD-16-0030, SD-16-0031: Stipulation and Consent Order. Dave Hermansen.