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Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

Add Notice to Calendar

Notice Title
Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
September 22, 2016 09:00 AM
Event End Date & Time
September 22, 2016 12:00 PM
Description/Agenda
Utah Securities Commission September 22, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the August 4, 2016 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Michael L. Douros and Real Estate Equity Solutions, LLC; SD-16-0013, SD-16-0014: Order on Motion for Default. Wayne Jones. Gary C. Nielson; SD-15-0049: Order on Motion for Default. Jennifer Korb. Lori Anderson and SMTS Association, a Utah DBA, SD-16-0030, SD-16-0031: Stipulation and Consent Order. Dave Hermansen.
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South, 2nd Floor
Salt Lake City, UT, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
September 16, 2016 02:36 PM
Notice Last Edited On
September 16, 2016 02:36 PM

Download Attachments

File Name Category Date Added
Audio_2016_09_22.MP3 Audio Recording 2016/09/28 03:10 PM
Approved Minutes_2016-09-22.pdf Meeting Minutes 2017/01/27 09:07 AM
orders_9-22-2016.pdf Other 2016/09/27 03:52 PM

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