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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Meeting

Notice Type: Meeting

Event Start Date & Time: September 22, 2016 09:00 AM

Event End Date & Time: September 22, 2016 12:00 PM

Description/Agenda: 

Utah Securities Commission
September 22, 2016
Room 403-9:00 A.M.
Agenda 



Welcome & Call to Order

Approval of the August 4, 2016 Minutes

Director's Report:  Keith Woodwell 
			
			
Section Reports:	Enforcement:  Dave Hermansen
			Compliance:  Ken Barton
			Registration & Licensing:  Benjamin Johnson 
			Investor Education:  Karen McMullin

Grant Application:  Wayne Brown Institute DBA VentureCapital.org ($20,000):  Brad Bertoch

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Michael L. Douros and Real Estate Equity Solutions, LLC; SD-16-0013, SD-16-0014:  Order on Motion for Default.  Wayne Jones.

Gary C. Nielson; SD-15-0049:  Order on Motion for Default.  Jennifer Korb.

Lori Anderson and SMTS Association, a Utah DBA, SD-16-0030, SD-16-0031:  Stipulation and Consent Order.  Dave Hermansen.

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: September 16, 2016 02:36 PM
This notice was last edited on: September 16, 2016 02:36 PM

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