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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Commission Meeting

Notice Type: Notice, Meeting

Event Start Date & Time: May 26, 2016 09:00 AM

Event End Date & Time: May 26, 2016 11:00 AM

Description/Agenda: 

Utah Securities Commission
May 26, 2016
Room 451-9:00 A.M.
Agenda 



Welcome & Call to Order

Approval of the March 24, 2016 Minutes

Director's Report:  Keith Woodwell 
			Expungement Petition Process Update
			Division Personnel Update
			
Section Reports:  Enforcement:  Dave Hermansen
			     Compliance:  Ken Barton
			     Registration & Licensing:  Benjamin Johnson 
			     Investor Education:  Karen McMullin

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Gregory Orville Hatcher: SD-16-0008:  Recommended Order on Motion for Default and Order on Motion for Default.  Jennifer Korb

Gary Allen Lewis and Lewis Transportation Group, LLC: SD-16-0005, SD-16-0006:  Recommended Order on Motion for Default and Order on Motion for Default.  Jennifer Korb

Bret Cartwright and Exceptional Realty:  SD-15-0036, SD-15-0037:  Recommended Order on Motion for Default and Order on Motion for Default.  Jennifer Korb

Jason Dwayne Watson and InREFCo, LLC:  SD-15-0051, SD-15-0052: Stipulation and Consent Order.  Dave Hermansen

Legend Securities, Inc.:  SD-16-0010:  Stipulation and Consent Order.  Ken Barton

Kelly Thomas Scott:  SD-07-0031:  Stipulation to Vacate Addendum to Consent Order.  Keith Woodwell

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: May 24, 2016 03:56 PM
This notice was last edited on: May 24, 2016 03:56 PM

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