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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Meeting

Event Start Date & Time: March 24, 2016 09:00 AM

Description/Agenda:

Utah Securities Commission
March 24, 2016
Room 403-9:00 A.M.
Agenda 



Welcome & Call to Order

Approval of the January 28, 2016 Minutes

Director's Report:  Keith Woodwell 
			Wrap-up of Legislative Session 
			Division Personnel Update
			
Section Reports: Enforcement:  Dave Hermansen
			Compliance:  Ken Barton
			Registration & Licensing:  Benjamin Johnson 
			Investor Education:  Karen McMullin

Grant:  Junior Achievement of Utah:  Stephanie Darrow/Christy Tribe

Grant:  Salt Lake Small Business Development Center at SLCC:  Bryce Hansen

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Dan Arlan Newbold, Doublevault Technologies:  SD-16-0001, SD-16-0002:  Recommended Order on Motion for Default and Order on Motion for Default.  Jennifer Korb

Nathan Dewayne Nearman, Nebulae Corporation, Nebulae Entertainment, Inc and Janus Project Film, LLC:  SD-15-0065, SD-15-0067, SD-15-0066, SD-15-0068: Stipulation and Consent Order.  Dave  Hermansen

Jake Daniel McKittrick, SD-12-0049:  Stipulation and Consent Order.  Dave Hermansen 

Acadia Capital Advisors, LLC, Michael Brent Petersen:  SD-15-0046, SD-15-0047:  Stipulation and Consent Order.  Richard Jaramillo

Steven W. Thorne, SD-15-0055:  Stipulation and Consent Order.  Ken Barton

John Rogers Martin:  SD-09-0028:  Addendum to Consent Order.  Ken Barton

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: March 22, 2016 09:58 AM
This notice was last edited on: March 22, 2016 09:58 AM

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