Utah Securities Commission
March 24, 2016
Room 403-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the January 28, 2016 Minutes
Director's Report: Keith Woodwell
Wrap-up of Legislative Session
Division Personnel Update
Section Reports: Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin
Grant: Junior Achievement of Utah: Stephanie Darrow/Christy Tribe
Grant: Salt Lake Small Business Development Center at SLCC: Bryce Hansen
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Dan Arlan Newbold, Doublevault Technologies: SD-16-0001, SD-16-0002: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb
Nathan Dewayne Nearman, Nebulae Corporation, Nebulae Entertainment, Inc and Janus Project Film, LLC: SD-15-0065, SD-15-0067, SD-15-0066, SD-15-0068: Stipulation and Consent Order. Dave Hermansen
Jake Daniel McKittrick, SD-12-0049: Stipulation and Consent Order. Dave Hermansen
Acadia Capital Advisors, LLC, Michael Brent Petersen: SD-15-0046, SD-15-0047: Stipulation and Consent Order. Richard Jaramillo
Steven W. Thorne, SD-15-0055: Stipulation and Consent Order. Ken Barton
John Rogers Martin: SD-09-0028: Addendum to Consent Order. Ken Barton