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Department of Commerce:
Department of Commerce:
Securities Commission
Entity: Department of Commerce
Body: Securities Commission
Subject: Securities
Notice Title: Securities Commission Meeting
Notice Type: Meeting
Event Start Date & Time: March 24, 2016 09:00 AM
Description/Agenda:
Utah Securities Commission March 24, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 28, 2016 Minutes Director's Report: Keith Woodwell Wrap-up of Legislative Session Division Personnel Update Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant: Junior Achievement of Utah: Stephanie Darrow/Christy Tribe Grant: Salt Lake Small Business Development Center at SLCC: Bryce Hansen Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Dan Arlan Newbold, Doublevault Technologies: SD-16-0001, SD-16-0002: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb Nathan Dewayne Nearman, Nebulae Corporation, Nebulae Entertainment, Inc and Janus Project Film, LLC: SD-15-0065, SD-15-0067, SD-15-0066, SD-15-0068: Stipulation and Consent Order. Dave Hermansen Jake Daniel McKittrick, SD-12-0049: Stipulation and Consent Order. Dave Hermansen Acadia Capital Advisors, LLC, Michael Brent Petersen: SD-15-0046, SD-15-0047: Stipulation and Consent Order. Richard Jaramillo Steven W. Thorne, SD-15-0055: Stipulation and Consent Order. Ken Barton John Rogers Martin: SD-09-0028: Addendum to Consent Order. Ken Barton
Notice of Special Accommodations:
Compliant.
Notice of Electronic or telephone participation:
N/A
Other Information
This notice was posted on: March 22, 2016 09:58 AM
This notice was last edited on:
March 22, 2016 09:58 AM
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